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4 responses to “Top Fiduciary Stories in 2009”

  1. Roger Wohlner

    Chris, good article and good summation of top 2009 Fiduciary stories. When viewed like this there was a lot going on in 2009. My hope for 2010 is that Congress, the SEC, the DOL and other agencies involved in these issues takes thoughtful, deliberate action that is an improvement vs. just a reaction to the horrific results in the financial markets from Sept. 2008 through March 2009. Also as you point out kudos to Mike and Ryan Alfred and the whole team at Brightscope for creating a mechanism to rank 401(k) plans and for their role in keeping this issue on the front burner.

    Looking forward to more posts from you in 2010.

  2. Diane Kennedy’s USTaxAid » 2010 The Year of the Fiduciary?

    […] Chris Carosa recently posted an excellent article on the Top Fiduciary Stories of 2009. […]

  3. Department of Labor changes 401k Fiduciary Rules

    […] quote was made in a blog I read that discusses fiduciary issues. The blog can be viewed at http://fiduciarynews.com/. In an article he wrote on the top fiduciary issues for 2009 he wrote: "In 2006, the DOL […]

  4. 2010 The Year of the Fiduciary?

    […] Chris Carosa recently posted an excellent article on the Top Fiduciary Stories of 2009. […]

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