Fiduciary News

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Archive

Exclusive Interview: PlanSponsor’s Nevin Adams Says Plan Sponsors not Focused on Same Issues as Advisers & Regulators “Too Few 401k Plans” Annuities “Not Viable”

I wish we’d spend a tenth of the time we spend indoctrinating our kids about drug use and sex helping them understand the basics of money and investing.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 8/27/10

Too busy for last week’s news? Here’s a quick synopsis of the major news events and trends impacting the ERISA plan fiduciary.

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New White Paper Reveals 3 Greatest Fiduciary Liability Threats to 401k Plan Sponsors

The current economic setting only heightens fiduciary liability. Last year, the DOL logged more than 4.5 corrected violations per business day. With aggressive litigators using technology to sniff out these violators and others, what’s a 401k plan sponsor to do?

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SEC’s 12(b)-1 Proposal: Does It Actually Increase 401k Fiduciary Liability?

Fiduciary News interviews an industry spokesman, who, on the condition of anonymity, shares a shocking point in the SEC 12b-1 proposal that has, to date, failed to receive the media coverage one might expect.

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As Industry Takes Sides in SEC 12b-1 Debate, Will 401k Plan Sponsors Benefit?

As industry players take predictable sides, will 401k plan sponsors benefit from seeing how the sausage is made?

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