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Posts From Christopher Carosa, CTFA

FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/8/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/8/18

Government Retirement Flops, Fiduciary kill, and diversification frenzy.

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What Plan Sponsors Must Do To Avoid Fiduciary Liability From These 3 Common Fee Blunders

    What Plan Sponsors Must Do To Avoid Fiduciary Liability From These 3 Common Fee Blunders

Plan sponsors shouldn’t let these three common fee foibles expose them to unnecessary fiduciary liability.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/1/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/1/18

Pension madness, closing the barn door after the fees have already escaped, and falling down the investment rabbit hole.

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Yes, Separately Managed 401k Account Pose Risks to Plan Sponsors, But These Steps Can Reduce Their Fiduciary Liability

    Yes, Separately Managed 401k Account Pose Risks to Plan Sponsors, But These Steps Can Reduce Their Fiduciary Liability

“As more employees find their 401k accounts growing to more than one million dollars, there will be a greater desire for employees to gain greater control over their own future. Plan sponsors should become more aware of the consequences of providing these kinds of options and how best to mitigate the liability risk associated with them.”

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/25/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/25/18

Cornucopia of thoughts, the fiduciary fight continues, and on the investment edge.

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How a Fiduciary Answers the Individual Stocks vs. Mutual Fund Question

    How a Fiduciary Answers the Individual Stocks vs. Mutual Fund Question

If you’re a fiduciary and you haven’t ask this question, you might want to read this before you make your next decision.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/18/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/18/18

Fiduciary c’mon man, fee disclosure flop, and back to the old investment game.

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Exclusive Interview: Phyllis Borzi says Original Fiduciary 5-Part Test Left Plan Sponsors “Holding the Bag”

    Exclusive Interview: Phyllis Borzi says Original Fiduciary 5-Part Test Left Plan Sponsors “Holding the Bag”

For 8 years as Assistant Secretary of EBSA, Phyllis Borzi fought vigorously to protect plan sponsors and retirement savers under the uniform fiduciary umbrella. Here, she answers questions about the past, present and future of the Fiduciary Rule.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/11/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/11/18

Policy incentives, fiduciary confusion, and the fee disclosure shell game.

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It’s Not the Professional Title, But This Written Document That Creates a Fiduciary Relationship

    It’s Not the Professional Title, But This Written Document That Creates a Fiduciary Relationship

Are LPOAs enough to end the confusion? Maybe not. But they do provide the legal basis for which one can substantiate the reality of a fiduciary relationship.

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