FiduciaryNews

Posts From Christopher Carosa, CTFA

Readers Select Top Fiduciary Stories of 2009: #7 The SEC’s Statement on 12b-1 fees

SEC’s Mary Shapiro: “When it comes to 12b-1 fees, there is a need for more fundamental change than mere disclosure reforms and a name change.” FiduciaryNews’ exploration of this hot potato reveals a surprising misconception.

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BrightScope Talks About Its New 401k Fee Product.

A typical 401k plan fiduciary has no doubt read about this new product. Fiduciary News goes deeper to reveal answers to some of the more critical questions the astute fiduciary might have about BrightScope’s Personal Fee Report.

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Readers Select Top Fiduciary Stories of 2009: #8 The Fall of Target Date Funds

2009 exposed a much deeper problem with Target Date Funds. Pitched as the be-all-and-end-all to 401k investors, these funds fell flat on their collective face as 2008’s down market exposed them as more sizzle than steak. Washington might help, but a knee-jerk reaction to 2008 is not a good solution at all.

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Readers Select Top Fiduciary Stories of 2009: #9 New Research Reveals When Active Beats Passive

With the decline of Modern Portfolio Theory as the default operative model, sophisticated investors seek the Holy Grail – the theoretical basis for determining when active will beat passive and when passive will be active. Has it now been found?

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Does the “Lost Decade” Signal the End of Passive Investing?

Awful returns suggest investors should have shunned equities during the century’s first decade. Or do they? A closer examination reveals a surprising conclusion, one that might upset the fastest growing segment of the financial industry.

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Readers Select Top Fiduciary Stories of 2009: #10 The Death of the 401k

The year started poorly for investors, financiers and capitalists. At the nadir of the markets in March of 2009, it appeared the world they had known had ended. But, then, something happened, reminding us all that yes, Annie, the sun will come up tomorrow.

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Top Fiduciary Stories in 2009

The topsy-turvy 2009 provided some of the biggest fiduciary stories in years. Which do you think rates as the most important?

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Inside the Numbers: Why Every 401k Fiduciary Must Read This Report

Brightscope Co-Founder Mike Alfred reveals a piece of good news for small 401k plans and makes a surprising comment on just how important a plan’s investment menu really is – or isn’t.

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3 Reasons the SEC’s New 12(b)-1 Stance May Increase 401k Fiduciary Liability

The SEC does the right thing, and some 401k fiduciaries may find they’ve been doing the wrong thing.

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New Research Reveals When Active Beats Passive

Want to know when Active Beats Passive? A Journal of Investing study may just have the answer.

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