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Compliance

Whether you’re an ERISA/401k fiduciary, an individual trustee or a professional fiduciary, you must comply with federal, state or self-regulatory agencies. The material in this section focuses on practical implementation.

What does Retirement Plan “Best Interests” Really Mean for the 401k and IRA Fiduciary?

What does Retirement Plan “Best Interests” Really Mean for the 401k and IRA Fiduciary?

There are good examples of “best interests” and bad examples of “best interests,” but the ugly truth is we won’t know the practical definition of “best interests” until the courts decide.

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