Fiduciary News

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Tag "12b-1"

Finance Pros Sound Off on E*Trade Ad Controversy

A talking baby is cute, but is this a case of the pot calling the kettle black?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/1/13

Borzi’s rise, crying brokers & the coming Fiduciary battle

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/2/12

A new 401k revolution? Fiduciary auditions at the SEC? Asset allocation a dinosaur?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 8/24/12

The Pension Plan NIMBY, putting the Fiduciary Standard in a compromising position and reinterpreting Fee Disclosure based on personal interests.

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401k Plan Sponsors and the Mutual Fund Expense Ratio Wild Goose Chase

Any talk of mutual fund expense ratios only diverts attention away from the true issue at hand – what are the true costs of those non-mutual fund products that make up nearly half of all 401k investments?

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401k Plan Sponsor Warning: DOL May Sacrifice Fee Purity for Fee Transparency

A simple example shows how liability can increase when using 12b-1 and revenue sharing fees.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/24/12

The Fiduciary Battle reignites while the Fee Wars heat up, investors search for fixed income and states look to dump pensions and go the 401k route.

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Exclusive Interview with Ron Rhoades: Revenue Sharing – Two Hats are Worse than One

The adage you can’t serve two masters is as old as the Bible. So why are 401k plan sponsors making this mistake and why is the DOL allowing them to do so?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/13/12

More bad news for Target Date Fund fans and fans of the Fiduciary Standard, but DOL stands firm on Fee Disclosure Rule timing.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/2/11

As the fight shift from adopting a fiduciary standard to redefining “fiduciary,” we learn the fee-counters might be counting the chickens before they’re hatched.

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