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Tag "12b-1"

3 Reasons the SEC’s New 12(b)-1 Stance May Increase 401k Fiduciary Liability

The SEC does the right thing, and some 401k fiduciaries may find they’ve been doing the wrong thing.

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10 Questions the DOL Wants the ERISA Fiduciary to Ask About 401k Fees

The DOL admits, due to the number of variables involved, there’s no easy way to calculate the fees and expenses paid by your 401(k) plan. You might be surprised who the DOL suggests trying to find the answers to the following ten questions from.

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3 Pointed Questions Determine If New DOL Decision on the 401k Investment-Advice Rule Increases Your Fiduciary Liability

Worried while Washington fiddles? These three vital questions might just help you determine if today’s DOL ruling will increase your personal fiduciary liability.

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