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Tag "3(38)"

Exclusive Interview: David Huntley Explains Fees Just One Component of Value

“Price (fees) are a component of value. There are many other components that make up value and the relative weight will vary from plan to plan.”

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3 Ways 401k Plan Sponsors Can Reduce Fiduciary Liability

The three standard flavors of ERISA fiduciary plus one special bonus.

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Exclusive Interview: Jerry Schlichter Reveals 3 Ways 401k Plan Sponsors Can Avoid a Fiduciary Breach

“If diversification of products in the annuity is limited, the product may result in a fiduciary breach because…”

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Exclusive Interview (Part IV): Phil Chiricotti Sees MEPs as THE Fiduciary Solution for Small Plans

“Advisors who don’t assume a 3(38) or 3(21) fiduciary position are unlikely to have an investment role.”

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/11/14

Fiduciary dance continues, policy wonk follies and and silly investment ideas.

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Industry Thought-Leaders: 401k MEPs as Safe as Any Other 401k Plan

“MEPs are less susceptible thanks to their size and their often use of multiple providers.” “MEPs really are a great solution for employers, especially small employers.”

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Do Common Benchmarks Mislead the 401k Fiduciary?

Regulators tend to focus on the measurable, not the meaningful. What may or may not have relevance in the court of law speaks volumes in the court of common sense.

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Exclusive Interview with Fred Reish: 401k Plan Sponsors Who Fail to Properly Evaluate Fees “at Risk”

“High” fees are not necessarily “bad” fees, and plan sponsors who don’t know why this is so may be in for some trouble.

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Exclusive Interview with Ary Rosenbaum: The 3 Biggest Compliance Obstacles for 401k Plan Sponsors

Here’s a quick overview of the most important facts surrounding key regulatory laws and rules, with some practical legal advice thrown in.

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