By Christopher Carosa, CTFA | March 17, 2014
Fiduciary Tango Continues, the 401k Fee Treasure Map and KISS Investing.
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Posted in Trending Topics | Tagged 401k, 408(b)(2), breach fiduciary duty, conflict, court ruling, disclosure, DOL, Dual Registrant, Dual Registration, Fee Disclosure, fee disclosure guide, fiduciary, Fiduciary Standard, match, Public Employee Pension Plan, retirement, San Jose, Schlichter, SEC, SEP, target date fund
By Christopher Carosa, CTFA | September 3, 2013
It’s Big Guv vs. Big Guv on bankrupt cities’ public employee pensions, real fiduciary split interests and time for active investing to shine?
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Posted in Trending Topics | Tagged 401k, 408(b)(2), Calpers, CFP, court ruling, DOL, equalization, ERISA, fiduciary, FINRA, interest rate, menu option, municipal bankruptcy, NAPFA, passive-active, pension, retirement, Retirement Readiness, risk tolerance, San Bernadino, saving, Savings Cap, SEC, Social Security, Stockton, suitability standard, T. Rowe Price, target date fund, TDFs, USEC
By Christopher Carosa, CTFA | August 20, 2013
“High” fees are not necessarily “bad” fees, and plan sponsors who don’t know why this is so may be in for some trouble.
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Posted in Compliance | Tagged 12b-1, 3(21), 3(38), 401k, 408(b)(2), ERISA, Fee Disclosure Rule, fiduciary, fiduciary liabilty, Fiduciary Rule, Fred Reish, SEC
By Christopher Carosa, CTFA | August 6, 2013
It’s an answer everyone is searching for – and it just might surprise you.
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Posted in Fees | Tagged 408(b)(2), ASPPA, Braden Perry, BrightScope, Brooks Herman, Christopher Sorrow, David Brochu, DOL, ERISA, Form 5500, Fred Reish, Gabriel Potter, Joe Valletta, Kenneth Garrett, MEP, Multiple Employer Plans, Pete Swisher, Porter L. "Buddy" Ozanne, Simon Roy, SIMPLE 401k, SIMPLE IRA, The 401k Averages Book
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/7/14
By Christopher Carosa, CTFA | March 17, 2014
Fiduciary Tango Continues, the 401k Fee Treasure Map and KISS Investing.
Read the full story...Posted in Trending Topics | Tagged 401k, 408(b)(2), breach fiduciary duty, conflict, court ruling, disclosure, DOL, Dual Registrant, Dual Registration, Fee Disclosure, fee disclosure guide, fiduciary, Fiduciary Standard, match, Public Employee Pension Plan, retirement, San Jose, Schlichter, SEC, SEP, target date fund | Leave a response