By Christopher Carosa, CTFA | March 17, 2014
Fiduciary Tango Continues, the 401k Fee Treasure Map and KISS Investing.
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Posted in Trending Topics | Tagged 401k, 408(b)(2), breach fiduciary duty, conflict, court ruling, disclosure, DOL, Dual Registrant, Dual Registration, Fee Disclosure, fee disclosure guide, fiduciary, Fiduciary Standard, match, Public Employee Pension Plan, retirement, San Jose, Schlichter, SEC, SEP, target date fund
By Christopher Carosa, CTFA | September 3, 2013
It’s Big Guv vs. Big Guv on bankrupt cities’ public employee pensions, real fiduciary split interests and time for active investing to shine?
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Posted in Trending Topics | Tagged 401k, 408(b)(2), Calpers, CFP, court ruling, DOL, equalization, ERISA, fiduciary, FINRA, interest rate, menu option, municipal bankruptcy, NAPFA, passive-active, pension, retirement, Retirement Readiness, risk tolerance, San Bernadino, saving, Savings Cap, SEC, Social Security, Stockton, suitability standard, T. Rowe Price, target date fund, TDFs, USEC
By Christopher Carosa, CTFA | August 20, 2013
“High” fees are not necessarily “bad” fees, and plan sponsors who don’t know why this is so may be in for some trouble.
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Posted in Compliance | Tagged 12b-1, 3(21), 3(38), 401k, 408(b)(2), ERISA, Fee Disclosure Rule, fiduciary, fiduciary liabilty, Fiduciary Rule, Fred Reish, SEC
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/18/14
By Christopher Carosa, CTFA | April 21, 2014
A cornucopia of compliance concerns, Was Godot a fiduciary? and strange complaints about fee disclosure.
Read the full story...Posted in Trending Topics | Tagged 401k, 408(b)(2), Annuity, Congress, court ruling, DOL, Fee Guide, fiduciary, Fiduciary Duty, Fiduciary Rule, financial literacy, menu choice, pension, retirement | Leave a response