FiduciaryNews

Hosting an industry conference? Ask us about including it in this ticker?
What do you think of our site upgrade?

Tag "brokerage window"

Yes, Separately Managed 401k Account Pose Risks to Plan Sponsors, But These Steps Can Reduce Their Fiduciary Liability

    Yes, Separately Managed 401k Account Pose Risks to Plan Sponsors, But These Steps Can Reduce Their Fiduciary Liability

“As more employees find their 401k accounts growing to more than one million dollars, there will be a greater desire for employees to gain greater control over their own future. Plan sponsors should become more aware of the consequences of providing these kinds of options and how best to mitigate the liability risk associated with them.”

1 comment Read Full Article

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 9/26/14

IRAs score big time, you can’t ignore fiduciary and more silly investment ideas.

0 comment Read Full Article

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 9/12/14

Moving forward on fiduciary without the regulators, yet more fee “disclosure,” and schizophrenic investing

0 comment Read Full Article

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 8/29/14

Municipal Madness, the Fiduciary Supremes and signs of a peaking market?

0 comment Read Full Article

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 8/22/14

Brokerage windows broke? Fiduciary or nothing at all? The real fee fighters.

0 comment Read Full Article

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/4/14

Courts sound out on Fiduciary Duty, conflicts-of-interest and DOL eyes brokerage windows.

0 comment Read Full Article

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/24/14

DOL aims its sites, is the brokerage model going extinct? and the problems with bonds

0 comment Read Full Article

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/11/13

403(b) ills, a fiduciary stew and the return of investment performance.

0 comment Read Full Article

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 9/14/12

An excellent example of why you should never get your 401k news from the mass media, Bogle bungles Fiduciary Standard last stand, DOL issues participant fee guidance and more.

0 comment Read Full Article

FiduciaryNews.com is sponsored by…

Vote in our Poll

Disclaimer

The materials at this web site are maintained for the sole purpose of providing general information about fiduciary law, tax accounting and investments and do not under any circumstances constitute legal, accounting or investment advice. You should not act or refrain from acting based on these materials without first obtaining the advice of an appropriate professional. Please carefully read the terms and conditions for using this site. This website contains links to third-party websites. We are not responsible for, and make no representations or endorsements with respect to, third-party websites, or with respect to any information, products or services that may be provided by or through such websites.