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Tag "Conflict of Interest Rule"

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Exclusive Interview with Phyllis C. Borzi: Independent “Business Decisions” May Lead Companies to Apply Fiduciary Standard Broadly

    Exclusive Interview with Phyllis C. Borzi: Independent “Business Decisions” May Lead Companies to Apply Fiduciary Standard Broadly

The DOL’s Assistant Secretary reveals how she and her staffed learned from initial attempts and why it led to a much stronger Conflict-of-Interest Rule.

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Exclusive Interview with Knut Rostad: DOL’s Fiduciary Rule Grandfather Clause Does Not Protect Investors

    Exclusive Interview with Knut Rostad: DOL’s Fiduciary Rule Grandfather Clause Does Not Protect Investors

He says it doesn’t pass the basic smell test, and that’s just warming up…

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Exclusive Interview: AARP’s David Certner says of DOL’s Proposed Fiduciary Rule: “Disclosure Alone Not Enough”

What can be done when surveys show the public already believes all investment service providers always act in their best interests?

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Exclusive Interview: PSCA Chair Stephen W. McCaffrey Sees Challenges in Legislative Attempts “to ‘Fix’ an Un-Broken System”

What currently much discussed 401k “need” was successfully fought by the PSCA in the 1950s?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/17/15

DOL’s Fiduciary Flop, fee focus and investment oddities.

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Exclusive Interview: Skip Schweiss Calls Disclosure “Terrible,” Says It Would “Confuse” Investors

Schweiss says forcing brokers to abide by a fiduciary standard probably is “not a good strategy any more” and the government is no longer a viable part of the fiduciary solution.

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