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court ruling
By Christopher Carosa, CTFA | March 18, 2014
The headlines may highlight “High Fees,” but the authors really want to change the court’s view of “fiduciary.”
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Posted in Fees | Tagged court ruling, Fiduciary Standard, Ian Ayres, Quinn Curtis
By Christopher Carosa, CTFA | March 17, 2014
Fiduciary Tango Continues, the 401k Fee Treasure Map and KISS Investing.
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Posted in Trending Topics | Tagged 401k, 408(b)(2), breach fiduciary duty, conflict, court ruling, disclosure, DOL, Dual Registrant, Dual Registration, Fee Disclosure, fee disclosure guide, fiduciary, Fiduciary Standard, match, Public Employee Pension Plan, retirement, San Jose, Schlichter, SEC, SEP, target date fund
By Christopher Carosa, CTFA | February 24, 2014
Meaningful Compliance enforcement? SEC suddenly has issues with fees? and, Why are the Young so stupid?
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Posted in Trending Topics | Tagged 401k, conflict of interest, court ruling, DOL, Fee Disclosure, fiduciary, Fiduciary Standard, Herb Brooks, IRA, Oklahoma, public pension, retirement, SEC, withdrawal rate
By Christopher Carosa, CTFA | January 21, 2014
Regulators warn, fiduciary fades and making the same old investment mistakes.
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Posted in Trending Topics | Tagged 401k, Annuity, court ruling, DOL, fiduciary, Fiduciary Rule, Fiduciary Standard, IRA, retirement, SEC, SIFMA
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/11/14
By Christopher Carosa, CTFA | April 14, 2014
Fiduciary dance continues, policy wonk follies and and silly investment ideas.
Read the full story...Posted in Trending Topics | Tagged 3(38), court ruling, DOL, ETF, Fee Disclosure, fee transparency, fiduciary, Fiduciary Rule, IRA, retirement, risk tolerance questionnaire, Roth | Leave a response