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By Christopher Carosa, CTFA | May 13, 2013
Will small businesses punt 401k plans? How Fiduciary Advocates can fight back. Coming Soon: The Revenge of the Market.
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Posted in Trending Topics | Tagged court ruling, fiduciary, Fiduciary Rule, Fiduciary Standard, Fred Reish, Frontline, growth, index fund, IRA, Modern Portfolio Theory, momentum investing, MPT, NAPFA, PBS, retirement, small business, tax, Tibble v. Edison, value
By Christopher Carosa, CTFA | April 29, 2013
PBS’ Frontline Retirement Gamble fallout, falling fees, and soon to be falling bonds prices.
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Posted in Trending Topics | Tagged 401k, Bond, court ruling, ERISA, fee, fiduciary, Fiduciary Duty, Fiduciary Standard, Frontline, IRA, mutual fund, PBS, pension, retirement, Retirement Cap, Retirement Gamble, self-dealing
By Christopher Carosa, CTFA | March 26, 2013
An old case suddenly takes on more relevance as the DOL may have Plan Sponsors in their cross-hairs.
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Posted in Conflicts of Interest | Tagged 12b-1, 408(b)(2), Broker-Dealers, court ruling, DOL, DOL Activity, EBSA, Fee Disclosure Rule, fiduciary, Fred Reish, Marcia Wagner, Phyllis C. Borzi, prohibited transaction, Registered Investment Advisers, RIA, Schlicter, service providers, USI
By Christopher Carosa, CTFA | March 25, 2013
Washington talks of scrambling nest eggs, DOL smacks poor fiduciaries and silly season for investments.
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Posted in Trending Topics | Tagged 12b-1, 401k, 401k loan, Bond, Calpers, court ruling, Detroit Pension, DOL, fiduciary, Fiduciary Rule, Fiduciary Standard, Ford, Harold Evensky, index fund, Kansas, passive-active, pension, retirement, SEAL, SEC
By Christopher Carosa, CTFA | March 4, 2013
Tax your retirement plan? 12b-1 fees don’t work? SEC opens Fiduciary Standard cost comment period? and more!
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Posted in Trending Topics | Tagged 12b-1, 401k, court ruling, DOL, Fee Disclosure, fiduciary, Fiduciary Duty, Fiduciary Standard, Investment-Advice, IRA, liability, Multi-Employer Plan, retirement, SEC, SEP-IRA, Solo 401k, tax
By Christopher Carosa, CTFA | February 19, 2013
How to prepare for a DOL Audit, SEC on the brink? and solutions looking for a problem.
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Posted in Trending Topics | Tagged 4% rule, 401k, 408(b)(2), annuities, court ruling, Detroit Pension, DOL Audit, ERISA Breach, ETF, eTrade, Fee Disclosure Rule, fiduciary, Fiduciary Duty, Fiduciary Rule, Fiduciary Standard, IRA, retirement, ROTH 401k, SEC, trustee
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/17/13
By Christopher Carosa, CTFA | May 20, 2013
Post IRS, can DC be trusted with Fiduciary? Meanwhile, pop culture tries to define Fiduciary as there appears to be something strange brewing in the markets.
Read the full story...Posted in Trending Topics | Tagged 401k, 401k loan, Active ETF, Australia, Bond Bubble, boomer, Congress, court ruling, DOL, ERISA, ETF, fiduciary, index fund, interst rates, IRA, IRS, milennial, pension, Phyllis Borzi, plan sponsor, retirement, retirement income, Safe Harbor, SEC, Star Trek, target date fund, volatility | Leave a response