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By Christopher Carosa, CTFA | February 24, 2014
Meaningful Compliance enforcement? SEC suddenly has issues with fees? and, Why are the Young so stupid?
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Posted in Trending Topics | Tagged 401k, conflict of interest, court ruling, DOL, Fee Disclosure, fiduciary, Fiduciary Standard, Herb Brooks, IRA, Oklahoma, public pension, retirement, SEC, withdrawal rate
By Christopher Carosa, CTFA | January 21, 2014
Regulators warn, fiduciary fades and making the same old investment mistakes.
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Posted in Trending Topics | Tagged 401k, Annuity, court ruling, DOL, fiduciary, Fiduciary Rule, Fiduciary Standard, IRA, retirement, SEC, SIFMA
By Christopher Carosa, CTFA | December 9, 2013
End of public pensions? The One Fiduciary RIng? and What’s hiding under your dragon?
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Posted in Trending Topics | Tagged 401k, Annuity, Bond, court ruling, Detroit, DOL, employer match, Fidcuiary Standard, fiduciary, Fiduciary Duty, Fiduciary Rule, Illinois, IRA, pension, Plato, public pension, real estate, retirement, Retirement Readiness, Schlichter, SEC Advisory Panel, Social Security, Tax Reform, The Ring of Gyges, Tolkien
By Christopher Carosa, CTFA | November 25, 2013
Fiduciary Fram, a Turkey Call and “Empty Carbs or Vital Protein”?
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Posted in Trending Topics | Tagged 401k, Annuity, court ruling, DOL, ETF, Fama, fiduciary, Fiduciary Duty, glidepath, menu option, pension, Prudence, retirement, RIA, ROTH 401k, SEC, Shiller, stock drop, target date fund, Uniform Fiduciary Standard
By Christopher Carosa, CTFA | November 11, 2013
Pension confusion, more fiduciary questions and fee-caps for 401k?
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Posted in Trending Topics | Tagged 401k, active, auto-enrollment, behavioral finance, court ruling, DOL, fee, fiduciary, Fiduciary Standard, GAO, Index, IRA Rollover, MassMutual, pension, retirement, Retirement Plan Fee Cap, saving, SIFMA, Tax Reform, withdrawal
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/7/14
By Christopher Carosa, CTFA | March 10, 2014
IRA Rollover Worries, 401k fee misfire and ODing on indexing.
Read the full story...Posted in Trending Topics | Tagged 401k, Audit Checklist, Ayres, court ruling, Curtis, DOL, ERISA, Galvin, Index, indexing, IRA, John Bogle, menu option, private equity, retirement, revenue sharing, SEC, SEP-IRA | Leave a response