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Tag "court ruling"

Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 3/11/11

This week sees more on the part of the BD industry trying to pit the DOL against the SEC, the revelation of an interesting “opt-out” feature in the new DOL financial definition that may invalidate the entire effort and a surprise response from the SEC.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 3/4/11

Whether you’re a plan sponsor of a defined contribution plan like a 401k or a defined benefit plan, this past week contained news you could use – or at least have on your radar.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 2/25/11

This week was an important week for plan sponsors worried whether their 401k decision would come back to bite them. Yet, despite the media blather, one quote stands out as the ultimate truth. We’ve got it for you here.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 2/18/11

This week say more positioning on the fiduciary standard, the return of the annuity debate, continued heckling of 401k plans and some important regulatory news.Target d

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 2/4/11

It really doesn’t appear the SEC is serious about the fiduciary standard. It seems more interested in using it as a pawn in a looming partisan fight. Where does this leave the proponents of the fiduciary standard? What other alternatives do they have?

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 1/14/11

As the world waits for the SEC to declare their decision on the fiduciary standard, the media spits out its last thoughts before the regulator makes its announcement.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 1/7/11

The major media tries to say something on the industry and falls flat. Meanwhile, the industry journalists write about things that matter, but only insiders read.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 12/31/10

An otherwise quiet news week produces a flurry of stories on one single under-reported issue: coincidence or not?

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 12/24/10

For a slow news week a surprising number of hard-hitting news articles.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 12/17/10

Is this the week that signaled the beginning of the bond bubble bust? What ETFs need to be a game changer. Why can’t brokers survive serving smaller clients while advisers don’t have any problem? A new twist in the pension problem surfaces.

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