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Tag "DOL Audit"

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 7/19/13

A fiduciary sea change? Remember Fees? Investors and The Magician’s Trick.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 7/5/13

Big Government = Big Mess; How it fails as a fiduciary; The Biggest Blockbuster Flop from the Summer of 2012 (no typo) and what Socrates can teach us about investment theory.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/15/13

How to prepare for a DOL Audit, SEC on the brink? and solutions looking for a problem.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/28/12

DOL Audit prep, investment advice and fiduciary liability and life without a fee disclosure guide.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/26/12

Avoiding a DOL audit, the politics of fiduciary and more fun with behavioral economics.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/19/12

Politics vs. Reality of Fiduciary, fee gibberish from the chattering classes and Woody Allen’s advice to 401k participants.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 9/14/12

An excellent example of why you should never get your 401k news from the mass media, Bogle bungles Fiduciary Standard last stand, DOL issues participant fee guidance and more.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 6/15/12

When pensions go bad, the irony of fiduciary marketing, more fee bloodshed expected and the diminishing importance of investments.

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