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Tag "DOL"

Has SEC Unfairly Rigged Its Fiduciary Questionnaire?

The SEC is asking “how do we constrain fiduciary” instead of the other way around.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/19/13

Industry slams Obama Retirement Tax Plan, the coming Fiduciary Showdown and back to the old normal regarding investments.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 4/5/13

Do we need to re-educate policy makers on the concept of the Ponzi Scheme? IRA Rollovers – Good or Bad? Are Advisers charging too little?

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5 Fiduciary Facts the DOL Wants Every 401k Plan Sponsor to Know

If maintaining fiduciary due diligence were easy, they wouldn’t publish a list like this.

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DOL Smacks 401k Adviser for 12b-1 Fiduciary Breach. Plan Sponsors Next?

An old case suddenly takes on more relevance as the DOL may have Plan Sponsors in their cross-hairs.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/22/13

Washington talks of scrambling nest eggs, DOL smacks poor fiduciaries and silly season for investments.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/8/13

Tax reform to take bite of 401ks? Can SEC draw fire from both sides? What is ‘Plan B’ for fees?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/1/13

Tax your retirement plan? 12b-1 fees don’t work? SEC opens Fiduciary Standard cost comment period? and more!

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Yet Another Independent Study Highlights High Conflict-of-Interest Cost to Retirement Investors

If all these researchers consistently show investors make less money going through brokers, why are brokers still in business?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/22/13

DC/DB confusion, the real fiduciary issue and a fee fight breaks out.

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