FiduciaryNews

Hosting an industry conference? Ask us about including it in this ticker?
What do you think of our site upgrade?

Tag "Dual Registration"

Exclusive Interview: Phyllis Borzi says Original Fiduciary 5-Part Test Left Plan Sponsors “Holding the Bag”

    Exclusive Interview: Phyllis Borzi says Original Fiduciary 5-Part Test Left Plan Sponsors “Holding the Bag”

For 8 years as Assistant Secretary of EBSA, Phyllis Borzi fought vigorously to protect plan sponsors and retirement savers under the uniform fiduciary umbrella. Here, she answers questions about the past, present and future of the Fiduciary Rule.

1 comment Read Full Article

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/7/14

Fiduciary Tango Continues, the 401k Fee Treasure Map and KISS Investing.

0 comment Read Full Article

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/11/13

403(b) ills, a fiduciary stew and the return of investment performance.

0 comment Read Full Article

Exclusive Interview with fi360’s Duane Thompson: Dual Registration’s Impact on the Fiduciary Standard

In many ways, the fallout of the Merrill Rule made this debate what it is today.

0 comment Read Full Article

Will Broker Evolution Obviate the Fiduciary Standard Debate?

The anti-fiduciary standard tirade may merely be the tired last gasps of a once thriving business model.

2 comments Read Full Article

Is Dual Registration the Cause of Opposition to the Fiduciary Standard?

Did a Clinton-era misguided quid pro quo, ultimately approved during the Bush administration, lead to the house of cards we see today?

0 comment Read Full Article

FiduciaryNews.com is sponsored by…

Vote in our Poll

Disclaimer

The materials at this web site are maintained for the sole purpose of providing general information about fiduciary law, tax accounting and investments and do not under any circumstances constitute legal, accounting or investment advice. You should not act or refrain from acting based on these materials without first obtaining the advice of an appropriate professional. Please carefully read the terms and conditions for using this site. This website contains links to third-party websites. We are not responsible for, and make no representations or endorsements with respect to, third-party websites, or with respect to any information, products or services that may be provided by or through such websites.