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Tag "EBSA"

Exclusive Interview: Phyllis Borzi says Original Fiduciary 5-Part Test Left Plan Sponsors “Holding the Bag”

    Exclusive Interview: Phyllis Borzi says Original Fiduciary 5-Part Test Left Plan Sponsors “Holding the Bag”

For 8 years as Assistant Secretary of EBSA, Phyllis Borzi fought vigorously to protect plan sponsors and retirement savers under the uniform fiduciary umbrella. Here, she answers questions about the past, present and future of the Fiduciary Rule.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/15/17

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/15/17

Changes, SEC as cavalry, and the revenge of the Alts.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 11/17/17

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 11/17/17

Government gangsters, boxers, and fee mongers.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 10/20/17

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 10/20/17

Fiduciary irony, fee disbelief, and investment deja vu.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 6/12/15

A greedy government grab, more fiduciary follies, and investment “rules” exposed as sales pitches.

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Wall Street’s Whipping Boy and a World Without a Fiduciary Standard

Ron Rhoades explains how and why we lost the fiduciary standard and why that might be a good thing for bona fide fiduciaries.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/4/13

Gov problems not related to “shutdown,” SEC to water down Fiduciary Standard? and more investment follies

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Exclusive Interview with Phyllis C. Borzi: Why Plan Sponsors Shouldn’t Treat Their 401k Plans Like Cheap T-Shirts

Borzi: “…the average person would prefer to work with people who are legally required to provide unbiased investment advice and put the client’s interests first.”

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/31/13

The week reveals the sometimes uncomfortable truth about fees, fiduciary and fixed income.

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DOL Smacks 401k Adviser for 12b-1 Fiduciary Breach. Plan Sponsors Next?

An old case suddenly takes on more relevance as the DOL may have Plan Sponsors in their cross-hairs.

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