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Elle Kaplan
By Christopher Carosa, CTFA | March 12, 2013
You don’t have to part the Red Sea or ascend Mount Sinai to find these goodies!
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Posted in Education | Tagged 401k, Brooks Herman, Charlton Heston, Elle Kaplan, Ilene Davis, Jeff Stoffer, Joseph Ready, Karen Lee, Michelle Ford, Moses, Paula Hendrickson, retirement, Savings, Stephanie Ackler, Stephen Iaconis
By Christopher Carosa, CTFA | March 5, 2013
The sin of recency consumes far too many investors. How can they help themselves?
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Posted in Due Diligence | Tagged 401k, Adam D. Koos, Asset Allocation, Christopher R. Blake, David Ott, Edwin J. Elton, Elle Kaplan, fiduciary, Martin J. Gruber, One Portfolio, performance, rebalancing, Roger S. Balser, Ryan Rink, Steven W. Kaye, Victor H. Hicks, William Simon
By Christopher Carosa, CTFA | February 12, 2013
Will the scandalous conclusions of this new research take the bloom off of the rose of the 401k plan?
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Posted in Conflicts of Interest | Tagged 401k, agency problems, Clemens Sialm, Elle Kaplan, ERISA, Fiduciary Standard, Gabriel Potter, investment menu, Irina Stefanescu, It Pays to Set the Menu, Paula Hendrickson, prohibited transaction, Robert Massa, SEC, self-dealing, Veronika Pool
By Christopher Carosa, CTFA | February 5, 2013
You’d never get me to admit they’d work,… until they did.
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Posted in Basic | Tagged 401k, Elle Kaplan, Eric Heckman, Ilene Davis, Karen Lee, Mitchell Weiss, Rachele Bouchand, retirement, saving, Tara Mashack-Behney, Tim Shanahan, What's My Number?
By Christopher Carosa, CTFA | January 15, 2013
For retirement and retail investors alike, has Morningstar and its kin passed their collective “use by” date?
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Posted in Due Diligence | Tagged 401k, Churchill, David Nanigian, democracy, Elle Kaplan, Joshua Ziering, Lipper, Michael Prus, Morningstar, Multi Cap, retirement, Rich Winer, Robert Massa, Style Box, Tim Dyer, Timothy Yee, Todd Tresidder
By Christopher Carosa, CTFA | November 20, 2012
The most important element of 401k education.
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Posted in Education | Tagged Assigned Asset Method, Damian Rothermel, David Williams, Elle Kaplan, Eric Gordon, investing, Investment Goal, long-term, Mitchell Kauffman, Noah Rosenfarb, retirement, Richard Reyes, short-term, Tim Shanahan, Total Return Method
By Christopher Carosa, CTFA | October 23, 2012
We can all learn from our own mistakes, but it’s a lot less costly to learn from the mistakes of others.
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Posted in Education | Tagged 2006 Pension Protection Act, 401k, Alan Moore, beat the market, chasing performance, Christopher Kimball, Craig Lemoine, Dalbar, Damian Rothermel, Douglas Nelson, Elle Kaplan, ERISA, Hilary Martin, Jason Hull, John Graves, Kevin Cahill, Market Timing, Mitchell Kauffman, play it safe, Robert Kowaleski, Robert Reidl, Tony Fiorillo
By Christopher Carosa, CTFA | August 28, 2012
Is the call for “harmonizing” the SEC and DOL versions of the fiduciary standard merely a ruse to thwart the entire effort?
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Posted in Compliance | Tagged Blaine Aikin, Brian T. Parker, DOL 1940 Act, Elle Kaplan, fi360, Fiduciary Standard, Harmonization, Knut Rostad, Robert Richter, SEC
By Christopher Carosa, CTFA | January 4, 2012
Which plan sponsors will be most impacted by 2012′s emerging regulation?
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Posted in Compliance | Tagged ASPPA, Brooks Mosley, Christopher Thomas, DOL, Elle Kaplan, Errold Moody, Fee Disclosure Rule, fiduciary, Kevin Watt, Kyle Pifher, Marc Cahn, Peter Fisher, Peter Macaluso, Richard Ohanesian, Robert Richter, SEC
By Christopher Carosa, CTFA | November 22, 2011
Will Congress be the Grinch that stole our 401k plans and try to balance the budget on the backs of retirees?
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Posted in Opinion | Tagged 401k, Elle Kaplan, George Bailey, Roger Wohlner, Supercommittee, Timothy Yee
