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Tag "ERISA"

Yes, Separately Managed 401k Account Pose Risks to Plan Sponsors, But These Steps Can Reduce Their Fiduciary Liability

    Yes, Separately Managed 401k Account Pose Risks to Plan Sponsors, But These Steps Can Reduce Their Fiduciary Liability

“As more employees find their 401k accounts growing to more than one million dollars, there will be a greater desire for employees to gain greater control over their own future. Plan sponsors should become more aware of the consequences of providing these kinds of options and how best to mitigate the liability risk associated with them.”

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/4/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/4/18

Fiduciary Scorecard: SEC down and DOL out; 12b-1 matters; and TDFs might not (in the way you think they do)

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/28/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 4/28/18

Lotta regulator noise, fiduciary fallout, and DOL comes clean on “social” investing.

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The Greatest 401(k) Book Sequel Ever, by Ary Rosenbaum – Chapter 3

    The Greatest 401(k) Book Sequel Ever, by Ary Rosenbaum – Chapter 3

Ary Rosenbaum’s latest book tells the story of the modern retirement era through the lens of classic movie sequels, but it’s his own unique experiences that tell the real story. Here’s a taste.

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Exclusive Interview: Ary Rosenbaum says Scottrade Still on the Hook Despite 5th Circuit Ruling

    Exclusive Interview: Ary Rosenbaum says Scottrade Still on the Hook Despite 5th Circuit Ruling

Prolific ERISA attorney shares his views on the DOL’s Fiduciary Rule and the direction the industry is headed in.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/2/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/2/18

The Undiscovered Fiduciary, SEC goes on safari, and barber investing.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/23/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/23/18

Two fiduciary wrongs, a new kind of fee conflict, and crypto-mania’s comeuppance.

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Exclusive Interview: David Levine: 401k Plan Sponsors Must Separate These Fiduciary Rule Facts from Fiction

    Exclusive Interview: David Levine: 401k Plan Sponsors Must Separate These Fiduciary Rule Facts from Fiction

“This uncertainty can be very challenging for plan sponsors. If I have to give some basic words of advice to plan sponsors, I simply say ‘stop and take a breath.’”

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/16/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/16/18

States muscle in on Fiduciary Rule, SEC (finally) goes after 12b-1 fees, and lessons from the correction.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/29/17

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/29/17

Foreign Collusion, SEC Skeptics, and Investment Fads.

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