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Tag "ERISA"

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/20/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/20/15

The government sting, the fiduciary misdirection, and the fee hook.

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Exclusive Interview: Ron Rhoades Threatens to Oppose Any Weakening of Fiduciary Standard

    Exclusive Interview: Ron Rhoades Threatens to Oppose Any Weakening of Fiduciary Standard

Ron also says to “sunset” BICE, eliminate all conflicts-of-interest, and don’t trust FINRA.

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Will New DOL Rule Contain Fiduciary Surprise for 401k Recordkeepers?

    Will New DOL Rule Contain Fiduciary Surprise for 401k Recordkeepers?

While everyone’s talking about the potential impact the DOL’s proposed new Fiduciary Rule will have on IRAs and the brokerage industry, the greater impact may be on recordkeepers within the 401k industry.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/30/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/30/15

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/16/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/16/15

A spreading menace, investors don’t know fiduciary, and have index funds jumped the shark?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 9/11/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 9/11/15

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 9/4/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 9/4/15

Camels, Clods, and Ostriches rule the week.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 8/28/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 8/28/15

Social Security turns 80, DOL messes up again, and will anyone ever get it right on mutual fund expense ratios?

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Exclusive Interview: Congressman Tom Marino says “Young Working Americans Can Get Excited About” Child IRA

    Exclusive Interview: Congressman Tom Marino says “Young Working Americans Can Get Excited About” Child IRA

In this amazing interview, each answer could write its own headline!

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When Must a Fiduciary Just Say “No” to a Client?

When it comes to being a fiduciary, the customer is, most assuredly, not always right.

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