Browse: Home /
Fee Disclosure Rule
By Christopher Carosa, CTFA | February 21, 2012
Things just got a lot tougher for plan sponsors. Here’s what expert ERISA attorneys have to say.
Read the full story...
Posted in Compliance | Tagged 204(h), Ary Rosenbaum, Bechtel, Caterpillar, court rulings, DOL, Fee Disclosure Rule, General Dynamics, judgment, LaRue, liability, Matthew Borror, penalty, settlement, Stephen Miller, Tibble v. Edison
By Christopher Carosa, CTFA | February 6, 2012
This was the week we were all waiting for from the DOL. What we didn’t expect was the surprise from the IRS and the bipartisan agreement from two former SEC chairmen.
Read the full story...
Posted in Trending Topics | Tagged 401k, 403b, Annuity, DOL, Fee Disclosure Rule, Fiduciary Duty, Fiduciary Standard, Harvey Pitt, Index Funds, IRS, Pat Burke, pension, revenue sharing, Ron Rhoades, SEC, stable value, Swensen, target date fund, TDF, Yale
By Christopher Carosa, CTFA | January 26, 2012
Want to know some real, reliable and independent sources of 401k benchmarking data? Read on.
Read the full story...
Posted in Education | Tagged 401k Averages Book, BrightScope, David Huntley, Fee Disclosure Rule, fi360, fiduciary, Fiduciary Solutions, Mike Alfred, Profit Sharing Council of America Annual Survey, Rich Lynch
By Christopher Carosa, CTFA | January 17, 2012
More bad news for Target Date Fund fans and fans of the Fiduciary Standard, but DOL stands firm on Fee Disclosure Rule timing.
Read the full story...
Posted in Trending Topics | Tagged 12b-1, 401k, 403b, Borzi, DOL, ERISA, fee, Fee Disclosure Rule, Fiduciary Rule, Fiduciary Standard, IRA, liability, pension, pension fund, SEC, SRO, target date fund, TDF
By Christopher Carosa, CTFA | January 9, 2012
The industry begins to accept the eventual fiduciary rule while rumors swirl on whether the Fee Disclosure Rule will be delayed.
Read the full story...
Posted in Trending Topics | Tagged 401k, DOL, Fee Disclosure Rule, fiduciary, Fiduciary Rule, Fiduciary Standard
By Christopher Carosa, CTFA | January 4, 2012
Which plan sponsors will be most impacted by 2012’s emerging regulation?
Read the full story...
Posted in Compliance | Tagged ASPPA, Brooks Mosley, Christopher Thomas, DOL, Elle Kaplan, Errold Moody, Fee Disclosure Rule, fiduciary, Kevin Watt, Kyle Pifher, Marc Cahn, Peter Fisher, Peter Macaluso, Richard Ohanesian, Robert Richter, SEC
By Christopher Carosa, CTFA | December 19, 2011
The battle of public pensions begins with an attack on the 401k as the 401k industry digs in its heels against the DOL Fiduciary Rule while many anticipate sticker shock from the looming Fee Disclosure Rule.
Read the full story...
Posted in Trending Topics | Tagged 401k, 403b, 408(b)(2), Annuity, benchmarking, bundled providers, Business Model Neutral, California, Congress, day trading, Deloitte, DiNapoli, DOL, ETF, Fee Disclosure Rule, fiduciary, Fiduciary Rule, Fiduciary Standard, Guaranteed-Income, Illinois, John Taft, Low-Income Workers, New York, pension, public pension, Reish, SEC, Shapiro, SIFMA, target date fund, Tom Gonnella
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/10/12
By Christopher Carosa, CTFA | February 13, 2012
Mixed reviews on dual IRS/DOL announcement; Surveys indicate 401k plan sponsors might be in for an awful surprise; and, is the Annuity the financial industry equivalent of the Chevy Volt?
Read the full story...Posted in Trending Topics | Tagged 408(b)(2), Annuity, Annuity Puzzle, court ruling, DOL, ETF, fee, Fee Disclosure Rule, fire advisors, IRS, revenue sharing | Leave a response