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Tag "Fiduciary Rule"

Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 10/7/11

A flurry of a week that saw lawmakers go back to the future, the brokers get more than they bargained for and another good “teachable moment” for investing.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/30/11

Last week seemed a lot like 1968,… and not because mindless protesters were making the news.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/23/11

Will this be known as the week we lost the fiduciary standard?

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As Brokers Cheer, Advisers Sound Off on DOL 401k Fiduciary Capitulation

The Fiduciary Standard is American as motherhood, apple pie and Quaker Oatmeal.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 9/16/11

Has the SEC screwed the pooch regarding the uniform fiduciary standard? Will the same politics infect the DOL’s proposed Fiduciary Rule and Fee Disclosure Rule?

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Industry Fights Hard to Exclude IRAs from Fiduciary Standard

Is this the last gasps of a dying business model whose ruins new life seems destined to find rebirth?

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 8/12/11

With Congress in recess, the anti-fiduciary lobbyists have moved to major media outlets. Meanwhile, we’re continually discovering government regulation too often produces Rube Goldberg fiascos like target-date funds.

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Which Fiduciary “Cost” Matters Most: The Broker’s or the Retirement Investor’s?

Both sides of the fiduciary debate suggest their view reduces retirement investor costs. They can’t both be right. Luckily, the marketplace offers a real testing ground, leaving only one question: Who does the DOL protect – the industry or the investor?

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