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Tag "FINRA"

Fiduciary Standard Quandary: First Avoid “Harm”onization

    Fiduciary Standard Quandary: First Avoid “Harm”onization

Be careful what you wish for because sometimes the cure can be worse than the disease.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/18/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/18/16

The rise of the 401k-hater, the devil in the fiduciary details, and bad investment ideas.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/12/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/12/16

DC dissing retirement savers, can annuities survive Fiduciary Rule, and fee scrutiny changing 401k world,

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Exclusive Interview: Clark Blackman II Says SEC Fiduciary Fix “Not Tough Stuff”; Proposed DOL Fiduciary Rule a “Band-Aid”

    Exclusive Interview: Clark Blackman II Says SEC Fiduciary Fix “Not Tough Stuff”; Proposed DOL Fiduciary Rule a “Band-Aid”

“…if you are operating under the fiduciary standard… the future of regulation may dramatically change the very business model you have come to love; and the reasons you love it are the very same reasons it is under attack.”

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Exclusive Interview: Ron Rhoades Threatens to Oppose Any Weakening of Fiduciary Standard

    Exclusive Interview: Ron Rhoades Threatens to Oppose Any Weakening of Fiduciary Standard

Ron also says to “sunset” BICE, eliminate all conflicts-of-interest, and don’t trust FINRA.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 9/18/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 9/18/15

States Marching, Fees Leading, and What Does “Fiduciary” Matter, Anyway?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 8/7/15

    FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 8/7/15

Retirement’s Oliver Hardy Moment, Kitces’ Catch-22, and media disses equities.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 7/24/15

The Great Government Retirement Grab, Fiduciary deadline ends (now the real show begins) and Fees – You can’t retire with them, you can’t retirement without them.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 5/29/15

Ruining retirement, Tibble squabbling, and income innuendo.

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