Still, if one has confidence the marketplace will drive the industry towards focusing on the best interests of clients, then a de facto fiduciary standard can emerge organically, without overt reliance on regulators.
Tag "FINRA"
Be careful what you wish for because sometimes the cure can be worse than the disease.
The rise of the 401k-hater, the devil in the fiduciary details, and bad investment ideas.
DC dissing retirement savers, can annuities survive Fiduciary Rule, and fee scrutiny changing 401k world,
“…if you are operating under the fiduciary standard… the future of regulation may dramatically change the very business model you have come to love; and the reasons you love it are the very same reasons it is under attack.”
Ron also says to “sunset” BICE, eliminate all conflicts-of-interest, and don’t trust FINRA.
States Marching, Fees Leading, and What Does “Fiduciary” Matter, Anyway?
Retirement’s Oliver Hardy Moment, Kitces’ Catch-22, and media disses equities.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/27/18
FutureWorld of Retirement, The Zombie Fiduciary, and Treating Social Security Like a Bond.