By Christopher Carosa, CTFA | November 25, 2013
Fiduciary Fram, a Turkey Call and “Empty Carbs or Vital Protein”?
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Posted in Trending Topics | Tagged 401k, Annuity, court ruling, DOL, ETF, Fama, fiduciary, Fiduciary Duty, glidepath, menu option, pension, Prudence, retirement, RIA, ROTH 401k, SEC, Shiller, stock drop, target date fund, Uniform Fiduciary Standard
By Christopher Carosa, CTFA | July 29, 2013
Pension Ponzi run amok, rebooting 408(b)(2) and the folly of investment products.
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Posted in Trending Topics | Tagged 3(38), 404(a)(5), 408(b)(2), annuities, court ruling, Detroit, disclosure, Dodd-Frank, DOL, ERISA, Fiducairy Standard, Fiduciary Rule, FINRA, income, IRA, liability, Multiple Employer Plans, pension, retirement, revenue sharing, ROTH 401k, SEC, self-directed brokerage account, Yale
By Christopher Carosa, CTFA | April 22, 2013
Industry slams Obama Retirement Tax Plan, the coming Fiduciary Showdown and back to the old normal regarding investments.
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Posted in Trending Topics | Tagged 401k, 401k loan, 403b, advisor, cash balance, DOL, ERISA, Fiduciary Rule, Fiduciary Standard, GAO, growth, IRA, retirement, ROTH 401k, SEC, tax, value
By Christopher Carosa, CTFA | February 19, 2013
How to prepare for a DOL Audit, SEC on the brink? and solutions looking for a problem.
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Posted in Trending Topics | Tagged 4% rule, 401k, 408(b)(2), annuities, court ruling, Detroit Pension, DOL Audit, ERISA Breach, ETF, eTrade, Fee Disclosure Rule, fiduciary, Fiduciary Duty, Fiduciary Rule, Fiduciary Standard, IRA, retirement, ROTH 401k, SEC, trustee
By Christopher Carosa, CTFA | February 11, 2013
Americans to Gov: Don’t Tread on My 401k; Americans to Big Finance: Don’t Tread on My 401k; Americans to Markets: What, me worry?
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Posted in Trending Topics | Tagged 401k, commdity, Fidelity, fiduciary, fiduciary lawsuit, Fiduciary Standard, Florida state pension, IRA, pension, Plan Sponsor Magazine, prohibited transaction, retirement, Rollover, ROTH 401k, saving, self-dealing, stock drop, Suze Orman, trustee
By Christopher Carosa, CTFA | February 4, 2013
Borzi’s rise, crying brokers & the coming Fiduciary battle
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Posted in Trending Topics | Tagged 12b-1, 401k, 401k loan, ASPPA, Borzi, commission, DOL, ERISA, ESOP, fee, Fiduciary Standard, FSI, Gen X, Gen Y, IOSCO Report, IRA, MEP, Morningstar, pension, retirement, ROTH 401k, SEC, SRO
By Christopher Carosa, CTFA | January 14, 2013
403(b) ills, a fiduciary stew and the return of investment performance.
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Posted in Trending Topics | Tagged 401k, 403b, brokerage window, DOL, Dual Registration, fiduciary, Fiduciary Standard, FINRA, Fred Reish, investment performance, IRA, IRS, mutual fund, nonprofit, passive-active, ROTH 401k, tax
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/22/13
By Christopher Carosa, CTFA | November 25, 2013
Fiduciary Fram, a Turkey Call and “Empty Carbs or Vital Protein”?
Read the full story...Posted in Trending Topics | Tagged 401k, Annuity, court ruling, DOL, ETF, Fama, fiduciary, Fiduciary Duty, glidepath, menu option, pension, Prudence, retirement, RIA, ROTH 401k, SEC, Shiller, stock drop, target date fund, Uniform Fiduciary Standard | Leave a response