SEC’s Mary Shapiro: “When it comes to 12b-1 fees, there is a need for more fundamental change than mere disclosure reforms and a name change.” FiduciaryNews’ exploration of this hot potato reveals a surprising misconception.
Tag "Schapiro"
The SEC does the right thing, and some 401k fiduciaries may find they’ve been doing the wrong thing.










Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 7/08/11
You’d never guess what editors come up with on a short holiday week.