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Tag "SEC"

How Reg BI Changes the Fiduciary Landscape for the 401k Plan Sponsor

    How Reg BI Changes the Fiduciary Landscape for the 401k Plan Sponsor

Just as summer changes into fall, Reg BI will change the way all participants – investors, service providers, and 401k plan sponsors – interact with each other. These are the changes we might expect.

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Did Business Roundtable Just Break a Fiduciary Oath?

    Did Business Roundtable Just Break a Fiduciary Oath?

The prevailing consensus has been corporate executives work for their owners (i.e., shareholders). That all changed on August 19, 2019. What are the fiduciary implications?

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What Will Replace “Fiduciary”?

    What Will Replace “Fiduciary”?

Regulators (including the DOL) seem intent on splitting the baby in half by allowing two incompatible business models – one fiduciary with no self-dealing fees, the other non-fiduciary with conflict-of-interest fees – to coexist within the same market. Does this mean “fiduciary” has lost its inherent advantage?

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Does “Fiduciary” Matter Anymore?

    Does “Fiduciary” Matter Anymore?

Was “fiduciary” done in by over-saturation? Or was it the victim of a super successful negative campaign? Or is there something missing in our analysis?

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/14/19

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/14/19

SECURE, BI, and 3% fees!

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/7/19

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/7/19

SEC’s best interest, ERISA’s fiduciary, and through the floor on fees.

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The Fiduciary Duty to Investigate Conflicts-of-Interests with “Zero” and “Negative” Fee Funds

    The Fiduciary Duty to Investigate Conflicts-of-Interests with “Zero” and “Negative” Fee Funds

Whatever the future holds, we live in a present where there is no such thing as a free lunch; thus, the basic notion of caveat emptor continues to hold true.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/24/19

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 5/24/19

SECURE Act recap, BI coming, and ESG sizzling.

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5 Critical Topics to Teach 401k Plan Sponsors: Fiduciary Education Curriculum (Part I)

    5 Critical Topics to Teach 401k Plan Sponsors: Fiduciary Education Curriculum (Part I)

These are fundamental in nature. They are necessary prerequisites for 401k plan sponsors to fully inculcate themselves with more complex topics.

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Exclusive Interview: Blaine Aikin says DOL Fiduciary Rule’s “Lasting Impact Lives On”

    Exclusive Interview: Blaine Aikin says DOL Fiduciary Rule’s “Lasting Impact Lives On”

Here’s an inside look at what’s been making all those headlines the last few years, and maybe what might be making headlines in the next few years.

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