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Exclusive Interview: Barbara Roper Says Mere Disclosure Inadequate for Fiduciary Advice

    Exclusive Interview: Barbara Roper Says Mere Disclosure Inadequate for Fiduciary Advice

For that to work, however, it’s not enough to change the titles brokers use – to make them call their sales representatives “salespeople” and call their services “sales recommendations” – you’d also have to completely change the way they market themselves so that their marketing messages are consistent with their regulatory status.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 10/13/17

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 10/13/17

The wrong way to save retirement, the truth about “clean” shares, and Investing: It’s all your fault!

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What a Fiduciary Should Know: Down and Dirty with “Clean” Shares

    What a Fiduciary Should Know: Down and Dirty with “Clean” Shares

It will be important for 401k plan sponsors to get down and dirty when it comes to understanding the fiduciary liability implications of “clean” shares and their equivalent. Furthermore, since the most successful class action suits have involved different share classes of the same fund, you can be sure the introduction of “clean” shares will catch the eyes of your not-so-friendly neighborhood class action attorney.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/29/17

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/29/17

Compliance test, plan sponsor fiduciary awareness, and the similarity between Paul McCartney’s grandfather and the future of mutual funds.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/1/17

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/1/17

State pension implosion, a regulation without teeth, and the fee-value correlation.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 8/4/17

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 8/4/17

401k rising, the Fiduciary Rule’s long goodbye, and a fee trend worth continuing.

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The materials at this web site are maintained for the sole purpose of providing general information about fiduciary law, tax accounting and investments and do not under any circumstances constitute legal, accounting or investment advice. You should not act or refrain from acting based on these materials without first obtaining the advice of an appropriate professional. Please carefully read the terms and conditions for using this site. This website contains links to third-party websites. We are not responsible for, and make no representations or endorsements with respect to, third-party websites, or with respect to any information, products or services that may be provided by or through such websites.