States of ERISA, fiduciary whirlwind, Fee Fear Factor, and targeting TDFs.
Fiduciary life lessons, more fee woes, and fixed income needs a fix.
Aiken says “There is no turning back” on DOL’s Fiduciary Rule as its momentum is “unstoppable” and regulation is “a lagging indicator.”
You may not remember this, but several months ago the SEC penalized three AIG affiliates $7.5 million for charging $2
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“The SEC systematically failed to enforce for the past two decades, and now the DOL has by necessity forced the issue.”