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Tag "SEC"

FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 10/19/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 10/19/18

More regulatory silliness, Son of Fiduciary? and Looking for Mr. Low-Fee Bar.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/28/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/28/18

Clash of the retirement policy titans, scraping the bottom of the (fee) barrel, and why we can’t handle the choice we think we want.

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Exclusive Interview: Harold Evensky says DOL Fiduciary Opened “Good” Pandora’s Box

    Exclusive Interview: Harold Evensky says DOL Fiduciary Opened “Good” Pandora’s Box

“…the best efforts of those focused on product, not investors, are ultimately doomed to failure.”

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Why Phyllis Borzi is Now Pessimistic On the Plight of a Uniform Fiduciary Standard

    Why Phyllis Borzi is Now Pessimistic On the Plight of a Uniform Fiduciary Standard

“In 5 years, I think investors will be considerably worse off if SEC does go forward with its proposals without substantial change.”

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What Will the Fiduciary Standard Look Like in Five Years?

    What Will the Fiduciary Standard Look Like in Five Years?

Still, if one has confidence the marketplace will drive the industry towards focusing on the best interests of clients, then a de facto fiduciary standard can emerge organically, without overt reliance on regulators.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/7/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/7/18

MEPs, Fees, and Leveling the ETF playing field.

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The SEC’s “Best Interest” Proposal – A Step Forward or a Set Back?

    The SEC’s “Best Interest” Proposal – A Step Forward or a Set Back?

We asked financial professionals across the nation for their thoughts on the SEC’s effort. As you might imagine, it’s clear Regulation Best Interest has some good points and some not-so-good points.

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DOL Fiduciary Rule Post-Mortem: How Long Will the Taste Linger?

    DOL Fiduciary Rule Post-Mortem: How Long Will the Taste Linger?

Is the DOL’s Defunct Rule a Fiduciary Obi-Wan: More Powerful Dead Than Alive?

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 8/24/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 8/24/18

Dependency downers, keeping it simple, and here we go again…

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Exclusive Interview: MoneyTrack’s Pam Krueger Says It’s Time for Industry and Regulators to “Pick a Lane”

    Exclusive Interview: MoneyTrack’s Pam Krueger Says It’s Time for Industry and Regulators to “Pick a Lane”

“Pick a lane… please. Why is the SEC living in the land of ambiguity? Lead, follow, or step aside. I may not agree with Ken Fisher very often but on this point, I believe he nailed it…”

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