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Tag "SEC"

Exclusive Interview: David Levine: 401k Plan Sponsors Must Separate These Fiduciary Rule Facts from Fiction

    Exclusive Interview: David Levine: 401k Plan Sponsors Must Separate These Fiduciary Rule Facts from Fiction

“This uncertainty can be very challenging for plan sponsors. If I have to give some basic words of advice to plan sponsors, I simply say ‘stop and take a breath.’”

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/16/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/16/18

States muscle in on Fiduciary Rule, SEC (finally) goes after 12b-1 fees, and lessons from the correction.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/9/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/9/18

Top-down retirement policy ideas, “What? I pay Fees?” and what we remember (and don’t) about market volatility

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/19/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/19/18

Government AWOL, Fiduciary Name Game continues, and should fees be determined by the marketplace or the courts?

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Exclusive Interview: Harold Evensky on Fiduciary: The Name is the Game

    Exclusive Interview: Harold Evensky on Fiduciary: The Name is the Game

“There is no practical difference between ‘adviser’ and ‘advisor’ in the eyes of the customer. Both suggest a level of relationship well beyond the standard of a brokerage relationship.”

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/5/18

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/5/18

Tax cuts and retirement, crossing the fiduciary streams, and the rise of the anti-indexers.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/29/17

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/29/17

Foreign Collusion, SEC Skeptics, and Investment Fads.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/15/17

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/15/17

Changes, SEC as cavalry, and the revenge of the Alts.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/8/17

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/8/17

Practical discussions, wither “Fiduciary”? and understanding fees.

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Fiduciary Standard Quandary: First Avoid “Harm”onization

    Fiduciary Standard Quandary: First Avoid “Harm”onization

Be careful what you wish for because sometimes the cure can be worse than the disease.

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