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Tag "SEC"

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 3/1/13

Tax your retirement plan? 12b-1 fees don’t work? SEC opens Fiduciary Standard cost comment period? and more!

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Yet Another Independent Study Highlights High Conflict-of-Interest Cost to Retirement Investors

If all these researchers consistently show investors make less money going through brokers, why are brokers still in business?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/22/13

DC/DB confusion, the real fiduciary issue and a fee fight breaks out.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/15/13

How to prepare for a DOL Audit, SEC on the brink? and solutions looking for a problem.

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Study: SEC Fiduciary Delay Costing Retirement Investors $1 Billion per Month

Will the scandalous conclusions of this new research take the bloom off of the rose of the 401k plan?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 2/1/13

Borzi’s rise, crying brokers & the coming Fiduciary battle

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/25/13

Here comes the USCFSB, the problem of taxes and retirement plans and more bad news for TDFs.

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Revamped SEC Website Offers Goodies to Investors

When it comes to investor education, the SEC shouldn’t quit its day job.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/18/13

Proof retirees don’t want annuities, brokers try to make the fiduciary issue their issue and more bad investment decisions.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/30/12

Washington mulls killing the 401k, misinterpreting Fee Disclosure and its back to the future for 401k options.

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