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Tag "SEC"

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/2/12

A new 401k revolution? Fiduciary auditions at the SEC? Asset allocation a dinosaur?

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The Fiduciary Issue and the Election

Will the Fiduciary Standard and the DOL’s new Fiduciary Rule become collateral damage in a Romney victory?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/26/12

Avoiding a DOL audit, the politics of fiduciary and more fun with behavioral economics.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/19/12

Politics vs. Reality of Fiduciary, fee gibberish from the chattering classes and Woody Allen’s advice to 401k participants.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/12/12

Why are we still considering pensions, What ever happened to the Fiduciary Standard and What hath Fee Disclosure wrought?

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A 401k Must Read: Mutual Fund Expense Ratio Myth Busted

This may rock the world of the unsuspecting. Fasten your seatbelts before proceeding.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 10/5/12

Pensions running low, regulatory enforcement running high and a suggestion that would make Voltaire happy.

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Mom – The Practically Perfect Picture of a Fiduciary

How would your mother explain your investment options to you?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 9/7/12

Fiduciary makes a comeback, the cure for fee apathy, retirement stats and more!

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 8/31/12

Eastwooding 401k fee disclosure, the folly of fiduciary harmonization and “Why are we still talking about investments?”

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