More regulatory silliness, Son of Fiduciary? and Looking for Mr. Low-Fee Bar.
Tag "SEC"
âIn 5 years, I think investors will be considerably worse off if SEC does go forward with its proposals without substantial change.â
Still, if one has confidence the marketplace will drive the industry towards focusing on the best interests of clients, then a de facto fiduciary standard can emerge organically, without overt reliance on regulators.
We asked financial professionals across the nation for their thoughts on the SECâs effort. As you might imagine, itâs clear Regulation Best Interest has some good points and some not-so-good points.
Is the DOL’s Defunct Rule a Fiduciary Obi-Wan: More Powerful Dead Than Alive?
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 10/26/18
MEP Fever and Carly Simon sings “Fiduciary” (to the tune of “Anticipation’).