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Tag "SIFMA"

FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/12/14

Fiduciary showdown, sneaky fees, and an investment “oops!”

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/14/14

Longevity mania, Zeno’s Fiduciary Paradox, and why fee disclosure doesn’t work (for the umpteenth time.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/24/14

DOL aims its sites, is the brokerage model going extinct? and the problems with bonds

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Exclusive Interview with Investor Advocate Kathleen McBride: SIFMA Seeks to Protect Business Model Where Client Serves Broker, Not the Fiduciary Model Where the Broker Protects the Client

“There’s a relatively simple solution to this. Eliminate the broker-dealer exemptions and the ERISA exceptions.”

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/17/14

Regulators warn, fiduciary fades and making the same old investment mistakes.

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Wall Street’s Whipping Boy and a World Without a Fiduciary Standard

Ron Rhoades explains how and why we lost the fiduciary standard and why that might be a good thing for bona fide fiduciaries.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/8/13

Pension confusion, more fiduciary questions and fee-caps for 401k?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 7/12/13

Senate aims to hurt retirement investors, dumbing fiduciary down and why annuities are bad.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/18/13

Proof retirees don’t want annuities, brokers try to make the fiduciary issue their issue and more bad investment decisions.

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Survey Threatens SIFMA/FSI Fiduciary Positions

There’s no turning back. The cat is out of the bag. Regulators or not, the marketplace seems to have already made the decision to adopt the fiduciary standard.

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