Fiduciary News | Compliance | Activity https://fiduciarynews.com/groups/compliance/ Activity feed for the group, Compliance. Tue, 07 Apr 2026 22:52:36 -0400 https://buddypress.org/?v= en-US 30 hourly 2 46dcf2246a5dbbe0761f0a4c41769dac Jane Meacham joined the group Compliance https://fiduciarynews.com/activity/p/463/ Mon, 07 Dec 2015 15:55:22 -0500 0 cb8b9806e5e93373f58f2595d74100ef Karen Roberts joined the group Compliance https://fiduciarynews.com/activity/p/444/ Mon, 07 Dec 2015 14:22:25 -0500 0 f6213aeefa607f6c77abbc48e90c119b Christopher Carosa, CTFA posted an update in the group Compliance: What are your favorite 401k plan design elements? And why do […] https://fiduciarynews.com/activity/p/422/ Sat, 05 Dec 2015 17:05:45 -0500 What are your favorite 401k plan design elements? And why do you feel they are important to retirement savers
[bpfb_link url=’http://www.benefitspro.com/2015/12/01/make-401ks-a-perfect-gift-for-employees’ title=’Make 401(k)s a perfect gift for employees | BenefitsPro’…[Read more]

]]> 0 e41b4b22cf5ff228af91dbbfe6d72ab5 Christopher Carosa, CTFA posted an update in the group Compliance: Have you noticed the little irony behind the DOL's sudden […] https://fiduciarynews.com/activity/p/419/ Fri, 04 Dec 2015 03:43:16 -0500 Have you noticed the little irony behind the DOL’s sudden push for state-sponsored retirement plans? Or is it hypocrisy? What do you think?
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State-Sponsored Private Employee Retirement Plans…[Read more]

]]> 0 ab511712483b2eeb5792c15432ea477a Christopher Carosa, CTFA posted an update in the group Compliance: Is it far for the government to offer a retirement product […] https://fiduciarynews.com/activity/p/418/ Fri, 04 Dec 2015 03:41:20 -0500 Is it far for the government to offer a retirement product not in the sole interest of retirement savers? Especially since they’re on the record of exposing industry players who do the opposite. Well, this is reminiscent of that age old question: Who regulates the regulators?
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]]> 0 6b97e565823f2805f18e8534f4b8f99c Christopher Carosa, CTFA posted an update in the group Compliance: Do you share Ron Rhoades concerns about a weakened fiduciary […] https://fiduciarynews.com/activity/p/415/ Fri, 04 Dec 2015 03:37:47 -0500 Do you share Ron Rhoades concerns about a weakened fiduciary standard? Ron has plenty more to say in this interview. Check it out and then share what you think.
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Exclusive Interview: Ron Rhoades…[Read more]

]]> 0 eccb8e18dd9e96cbf62d71c23c30b1f5 Christopher Carosa, CTFA posted an update in the group Compliance: Are 401k advisors prepared for how the new DOL Fiduciary Rule […] https://fiduciarynews.com/activity/p/413/ Fri, 04 Dec 2015 03:35:51 -0500 Are 401k advisors prepared for how the new DOL Fiduciary Rule will impact… recordkeepers? No one’s been talking about this. Is it time we should?
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Will New DOL Rule Contain Fiduciary Surprise for 401k Recordkeepers? |…[Read more]

]]> 0 87b32e3a7208810b33437b86d7bb4912 Christopher Carosa, CTFA posted an update in the group Compliance: A fiduciary standard for colleges? What do you think? Will […] https://fiduciarynews.com/activity/p/412/ Fri, 04 Dec 2015 03:32:47 -0500 A fiduciary standard for colleges? What do you think? Will that begin to solve the college debt issue? Will it help parents? Will it lower tuition? Will it stop encouraging colleges to accept students who they shouldn’t?
[bpfb_link url=’http://www.benefitspro.com/2015/11/06/should-colleges-be-held-to-a-fiduciary-standard?page_all=1′ title=’Should…[Read more]

]]> 0 f3b09b5e3c554230872c23788b55db90 Christopher Carosa, CTFA posted an update in the group Compliance: After reading this article, has your stance on the DOL's […] https://fiduciarynews.com/activity/p/407/ Fri, 04 Dec 2015 03:24:29 -0500 After reading this article, has your stance on the DOL’s proposed Fiduciary Rule changed? The more and more I talk to people, traditional fiduciary advocates are having seconds thoughts on the DOL proposals and the brokers are,… well, let’s just say they continue to ask for more.
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]]> 0 5a851ef1c97d3f89fad568000dc73b6d Christopher Carosa, CTFA posted an update in the group Compliance: What’s the biggest impediment to saving for retirement? - Y […] https://fiduciarynews.com/activity/p/394/ Fri, 04 Dec 2015 02:54:21 -0500 What’s the biggest impediment to saving for retirement? – You may be surprised to see what AARP’s David Certner has to say in the attached article. Before you read it, though, tell us what you think it is.
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]]> 0 33a9b4933eb1051611d7880b8e495ce1 Christopher Carosa, CTFA posted an update in the group Compliance: Has the DOL sufficiently defined “best interests” under its […] https://fiduciarynews.com/activity/p/393/ Fri, 04 Dec 2015 02:52:14 -0500 Has the DOL sufficiently defined “best interests” under its new proposal? – Or are we going to have to wait for the courts to decide? The DOL is saying let the courts decide. Is that really in the best interests of, well, anyone?
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]]> 0 8fccad37614ca0a910f80d5f1d384330 Christopher Carosa, CTFA posted an update in the group Compliance: Universal “Fiduciary” Standard - For almost two years now […] https://fiduciarynews.com/activity/p/392/ Fri, 04 Dec 2015 02:50:39 -0500 Universal “Fiduciary” Standard – For almost two years now, I have been expressing my frustration about the “Fiduciary” standard because I knew that the lobbying effort during the rules making process leading up to the proposed regulation would be intense and would be ruled by those with the most to lose. I could not believe that people on our sid…[Read more]

]]> 0 e7e626f23aa20a85662ba2e9dd9c128e Christopher Carosa, CTFA joined the group Compliance https://fiduciarynews.com/activity/p/338/ Mon, 23 Nov 2015 14:53:08 -0500 0 04bc6f097b8d3f97f00759b6ebc85372 Tim Wood posted an update in the group Compliance: For almost two years now, I have been expressing my […] https://fiduciarynews.com/activity/p/31/ Sat, 17 Oct 2015 20:29:31 -0400 For almost two years now, I have been expressing my frustration about the “Fiduciary” standard because I knew that the lobbying effort during the rules making process leading up to the proposed regulation would be intense and would be ruled by those with the most to lose. I could not believe that people on our side supported the idea.

I pos…[Read more]

]]> 0 0c961984cdfa6e85e73675b137d1a68b Christopher Carosa, CTFA posted an update in the group Compliance: Has the DOL sufficiently defined “best interests” under its […] https://fiduciarynews.com/activity/p/30/ Sat, 17 Oct 2015 20:28:43 -0400 Has the DOL sufficiently defined “best interests” under its new proposal? Or are we going to have to wait for the courts to decide? The DOL is saying let the courts decide. Is that really in the best interests of, well, anyone?
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]]> 0 d6632d21157908e8afda3cc2825446ff Christopher Carosa, CTFA posted an update in the group Compliance: What's the biggest impediment to saving for retirement? You […] https://fiduciarynews.com/activity/p/29/ Sat, 17 Oct 2015 20:28:06 -0400 What’s the biggest impediment to saving for retirement? You may be surprised to see what AARP’s David Certner has to say in the attached article. Before you read it, though, tell us what you think it is.
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]]> 0 cb145e299acfe22bdfbca2f7188bddfc Christopher Carosa, CTFA posted an update in the group Compliance: The Evolution of 401k Benchmarks - what are your ideas? How […] https://fiduciarynews.com/activity/p/28/ Sat, 17 Oct 2015 20:27:33 -0400 The Evolution of 401k Benchmarks – what are your ideas? How we pick 401k benchmarks have changed over the years. What guidelines to select benchmarks do you use today that you didn’t use 10-15 years ago? Can’t remember that far back?
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]]> 0 3ada1c0aa4d0998034d3ef81ccd58512 Michael R. Murphy created the group Compliance https://fiduciarynews.com/activity/p/5/ Tue, 13 Oct 2015 21:59:17 -0400 0