“…the best efforts of those focused on product, not investors, are ultimately doomed to failure.”
Posts From Christopher Carosa, CTFA
“In 5 years, I think investors will be considerably worse off if SEC does go forward with its proposals without substantial change.”
Still, if one has confidence the marketplace will drive the industry towards focusing on the best interests of clients, then a de facto fiduciary standard can emerge organically, without overt reliance on regulators.
MEPs, Fees, and Leveling the ETF playing field.
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We asked financial professionals across the nation for their thoughts on the SEC’s effort. As you might imagine, it’s clear Regulation Best Interest has some good points and some not-so-good points.
Welcome to FiduciaryNews.com Trending Topics. Each Monday, we’ll give you a quick synopsis of the major news events and trends
Is the DOL’s Defunct Rule a Fiduciary Obi-Wan: More Powerful Dead Than Alive?
Dependency downers, keeping it simple, and here we go again…
“Pick a lane… please. Why is the SEC living in the land of ambiguity? Lead, follow, or step aside. I may not agree with Ken Fisher very often but on this point, I believe he nailed it…”
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 9/14/18
Progress and Retreat, fiduciary life without regulators, and “What, me worry/” markets.
This content is not available to your membership level. It is available to: Preferred
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