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Tag "liability"

Common 401k Plan Sponsor Mistakes That Are Easy To Fix

    Common 401k Plan Sponsor Mistakes That Are Easy To Fix

But this rookie mistake doesn’t bypass veteran plan sponsors. If they’ve grown too complacent with their plan, they may wake up one day to find out they’ve got a dinosaur on their hands.

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How Can 401k Plan Sponsors Help Retired Employees Fight Inflation – And Should They?

    How Can 401k Plan Sponsors Help Retired Employees Fight Inflation – And Should They?

Retirees should think for themselves and what alternatives they have regarding their retirement assets. These aren’t the same as they were when they were working.

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What Are 401k Plan Sponsors Talking About Right Now?

    What Are 401k Plan Sponsors Talking About Right Now?

Just as these changes come bearing down, so, too, does a need for greater hand holding. Pressures within the provider industry, however, appear to be reducing the number of available hands.

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Are Fiduciary Risks Worth Putting Commodities In Retirement Plans?

    Are Fiduciary Risks Worth Putting Commodities In Retirement Plans?

There’s not a sin in listening to radio shows sponsored by those selling gold and silver. It’s quite another thing to actually act on their “recommendation.”

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Are DOL’s ESG Tactics Backfiring With The 401k Fiduciary?

    Are DOL’s ESG Tactics Backfiring With The 401k Fiduciary?

Should the platform offer ESG doesn’t necessarily mean good news for the 401k plan sponsor. Including ESG funds might introduce other risks.

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401k Retirement Plan Fiduciary Risk & Bonds vs. Bond Funds During Rising Inflation

    401k Retirement Plan Fiduciary Risk & Bonds vs. Bond Funds During Rising Inflation

Normally, interest rates rise with inflation. In turn, bond rates rise with interest rates. But that hasn’t happened. In fact, short rates remain at historic lows. This means folks sitting in money markets or “safe” government bonds (and bond funds) are seeing their retirement savings eroded away.

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Fiduciary Challenges For Merging 401k Plans

    Fiduciary Challenges For Merging 401k Plans

If you’re a fiduciary of the acquiring plan, you want to make sure you’re not burdened with any unknown liabilities. If you’re a fiduciary of the acquired plan, you want to make sure the merger process doesn’t introduce new liabilities.

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401k Fiduciary Focus: How Does Risk Tolerance Harm Retirement Savers?

    401k Fiduciary Focus: How Does Risk Tolerance Harm Retirement Savers?

What would it take to realize the fiduciary liability of overtly using “risk tolerance” metrics? And what can 401k plan sponsors do about it?

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After Supreme Court Ruling, Are TDFs A Ticking Time Bomb Of Fiduciary Liability?

    After Supreme Court Ruling, Are TDFs A Ticking Time Bomb Of Fiduciary Liability?

The conflicts-of-interest inherent in selecting proprietary funds are apparent. Less so are the criteria used to determine what a suitable process might be.

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Do 401k Plan Sponsor Have Fiduciary Responsibilities For Employees In Retirement?

    Do 401k Plan Sponsor Have Fiduciary Responsibilities For Employees In Retirement?

If you think the web of fiduciary duties is complex in a 401k plan that focuses on getting employees to save for retirement, imagine how much more intricate it becomes if the plan also has to cater to retired employees.

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