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Tag "408(b)(2)"

Exclusive Interview: Phyllis Borzi on the SECURE Act, Target Date Funds, and “Discredited Disclosure”

    Exclusive Interview: Phyllis Borzi on the SECURE Act, Target Date Funds, and “Discredited Disclosure”

“That is one of the key weaknesses of the SEC’s Reg BI. It allows brokers to claim they are working in an investor’s best interest without being held to a legal duty of loyalty”

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The Meat and Potatoes Topics of 401k Plan Sponsor Training: Fiduciary Education Curriculum (Part II)

    The Meat and Potatoes Topics of 401k Plan Sponsor Training: Fiduciary Education Curriculum (Part II)

If we liken the “5 Critical Topics” to the skeleton and sinew of a plan sponsor’s fiduciary obligation, the “meat and potatoes” topics can be described as its soft underbelly. It is within the routines of these topics that plan sponsors live most dangerously. What are these next two topics and why is it important plan sponsors to dig deep into them rather than simply “read the headlines”?

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 10/27/17

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 10/27/17

Cap Cutting, Back Burners, and Eternal Truths

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 8/25/17

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 8/25/17

State-run wrongs, advice vs. sales, and the consequences of fee compression.

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How to Improve 401k Participant Fee Disclosure

    How to Improve 401k Participant Fee Disclosure

They say less is more, and nowhere is that more true than in 401k participant fee disclosure.

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Top Ten Reasons Why 401k Participant Fee Disclosure Hurts Employees’ Retirement Prospects

If fee disclosure is a disease, education is the cure.

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Why Isn’t 401k Fee Disclosure Working?

Who needs fee disclosure when you have Jerry Schlichter?

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401k Plan Sponsor Fiduciary Alert: Conflicts-of-Interest More Important than Mutual Fund Expense Ratios

It’s not the operating costs, it’s the shareholder fees. They’ll get you every time.

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These Four Quick Fixes for ERISA Can Reduce 401k Fiduciary Stress

We can do these things right now and more people will be able to save for retirement.

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