In general, there are some simple rules to follow. That being said, just because the rules are simple doesn’t mean you should follow them.
Most Recent Articles
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Preferred Members Only
Asking for regulations, fiduciary basics, and remembering investing fundamentals.
- FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 11/25/22 0
- FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 11/18/22 0
- FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 11/11/22 0
- FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 11/4/22 0
- FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 10/28/22 0
MEP/PEP
There’s a fear that those rushing to promote their own PEPs are merely trying to return to the bundle service provider environment the industry evolved away from more than a decade ago. This makes due diligence all the more important.
- 401k Plan Sponsors Look Before You Leap – Do MEPs Really Reduce Fees? 1
- Will COVID-Related 401k Plan Shrinkages Push Companies to Pooled or State Solutions? 0
- Exclusive Interview: Pete Swisher Explains Why Companies Don’t Care About MEPs (or PEPs or Even 401k Plans) 0
- Exclusive Interview: Ary Rosenbaum Says, Despite SECURE ACT, Some 401k MEPs Challenges Remain 0
- To MEP Or Not To MEP? That is the SECURE 401k Question 0
Interviews
“I was [once] a major skeptic of the use of annuities, I have subsequently changed my mind regarding the efficacy of low-cost fixed and variable annuities in both personal and retirement accounts.”
- Exclusive Interview: Robert Weiss Says We’ve Become ‘A Nation Of Watchers’ 0
- Exclusive Interview: Terrance Power On Challenges And Surprises Of 401k PEPs In 2021 0
- Exclusive Interview: Peter Gulia Explains Difference Between “Settlor” (Plan Design) And “Fiduciary” (Plan Administration) Functions 0
- Exclusive Interview: Spencer Williams Says Post Separation Leakage “A Huge Problem” 1
- Exclusive Interview: Luis Aguilar On SEC/DOL Harmonization And Continuing Fiduciary Confusion 0
Education
There is an out, of course, but that might eliminate the so-called “institutional pricing” advantage former employees have for staying in the plan in the first place.
- How Might Employers Help Retiring Employees Learn To Earn Extra Income Post-Retirement? 0
- 10 Questions Those 50+ Are Asking Right Now About Their 401k Retirement Savings Account 0
- Top Issues (And Their Solutions) 401k Plan Sponsors Have With Plan Participants 0
- Top Issues (And Their Solutions) 401k Plan Sponsors Have With Education Providers 0
- Top Issues (And Their Solutions) 401k Plan Sponsors Have With Payroll Processors 0
Conflicts of Interest
Even if ERISA does not cover the Thrift Savings Plan, it’s worth noting the exercise of this discussion may be worthwhile to those actually do bear ERISA fiduciary responsibility.
- If You Meet Your Objectives, Does It Make Sense To Worry About Fees? 0
- When It Comes To Fees, How Does A 401k Fiduciary Measure Value? 0
- Taking a Fiduciary Holistic Approach: How Can 401k Participant Data Be Used? 1
- Where and When Do 401k Fees Still Matter? 0
- How 401k Plan Sponsor Fiduciary Liability Changes When Retaining Retiree Assets 0
Due Diligence
In general, there are some simple rules to follow. That being said, just because the rules are simple doesn’t mean you should follow them.
- Will DOL’s New ESG Fiduciary Rule Change How 401k Plan Sponsors Pick Investments? 0
- Crypto Craze Cracks, Raising Potential 401k Fiduciary Liability? 0
- Should 401k Loans Be Allowed, Encouraged, Or Forbidden? A Fiduciary Perspective 0
- Are TDFs A Ticking Time Bomb For The 401k Fiduciary? 0
- 401k Plan Sponsor Fiduciary Question: Is ESG an Investment Strategy, a Fad, or a Political Football? 1
Compliance
Here are five regulatory worries for those on the front lines: the professionals who devote their careers to helping improve the retirement prospects of others.
- Are DOL’s ESG Tactics Backfiring With The 401k Fiduciary? 2
- Fiduciary Challenges For Merging 401k Plans 0
- Do 401k Plan Sponsor Have Fiduciary Responsibilities For Employees In Retirement? 0
- How Do You Prep For The Coming IRA Rollover Fiduciary Rule? 0
- DOL Updates Fiduciary Rule Guidelines – What Changed? 0
Opinion
Do you think five years is too ambitious of a time frame? If so, consider this: five years ago, would you have considered using your phone to buy groceries?
- The Top Ten “Must Read” FiduciaryNews.com Articles Over The Past Five Years! 0
- Top 5 FiduciaryNews.com Stories in 2020 for the 401k Plan Sponsor and Fiduciary 0
- 3 Unintended Consequences Point Out How Robert Smith’s Honest Gift to Pay Loans Neglects Duty to Students’ Best Interest – A Lesson In Fiduciary Duty 1
- A Fiduciary Focus: 5 Steps 401k Plan Sponsors Should Resolve to Take in 2019 1
- What if the DOL Wrote the Rules of Golf? 2
Trending Topics
Asking for regulations, fiduciary basics, and remembering investing fundamentals.
- FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 11/25/22 0
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- FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 11/11/22 0
- FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 11/4/22 0
- FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 10/28/22 0
