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Tag "ERISA"

The Role and Responsibilities of the Individual Trustee

If this doesn’t scare you…

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 7/6/12

Fixing the pension fund hole, FINRA tries to make “suitability” more like “fiduciary” and a plethora of article on 401k fees (as if you didn’t have enough already).

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 6/15/12

When pensions go bad, the irony of fiduciary marketing, more fee bloodshed expected and the diminishing importance of investments.

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New 408(b)(2) “Guide”: Not Necessarily What 401k Plan Sponsors Hoped For

401k plan sponsors may discover the Fee Disclosure Rule may be more hazardous than healthy.

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Exclusive Interview with Ary Rosenbaum: The 3 Biggest Compliance Obstacles for 401k Plan Sponsors

Here’s a quick overview of the most important facts surrounding key regulatory laws and rules, with some practical legal advice thrown in.

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408(b)(2) Compliance and the Service Provider List

Fee Disclosure must be done by service. 401k plan sponsors relying on bundled service providers might be in for a surprise.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/13/12

More bad news for Target Date Fund fans and fans of the Fiduciary Standard, but DOL stands firm on Fee Disclosure Rule timing.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 11/11/11

On hypocrites, backward-thinking, overconfidence and just how helpful is a disclosure rule if no one reads what’s being disclosed?

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How Plan Sponsors Can Help 401k Investors Avoid Overdiversification

Two easy actions to take right now to give 401k investors a better chance to achieve their retirement goals.

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Fiduciary News Trending Topics for ERISA Plan Sponsors: Week Ending 10/21/11

The pendulum again swings in favor of the fiduciary standard as the DOL threatens to come after service providers regarding questionable fees. In the meantime, the battle between Modern Portfolio Theory and Behavioral-based solutions gets hotter.

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