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Posts From Christopher Carosa, CTFA

FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/21/20

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/21/20

Retirement SECURE Act repercussions, Mass. fiduciary mess, and falling fee dominoes.

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Exclusive Interview: Pete Swisher Explains Why Companies Don’t Care About MEPs (or PEPs or Even 401k Plans)

    Exclusive Interview: Pete Swisher Explains Why Companies Don’t Care About MEPs (or PEPs or Even 401k Plans)

He also reveals the greatest misconception regarding MEPs, what the SECURE Act really did, and when we might begin to see the mass media start paying attention.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/14/20

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/14/20

SECURE IRA Fallout, the unexpected fiduciary, and investor behavior.

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Where Can A Plan Participant Find the 401k Plan’s Investment Policy Statement?

    Where Can A Plan Participant Find the 401k Plan’s Investment Policy Statement?

Since the plan sponsor tends to rely on third party service providers (usually the recordkeeper) to maintain and operate these web-based gateways, this should be a significant factor when deciding which vendor to select.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/7/20

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/7/20

Future compliance, waiting for son of fiduciary Godot, and the Fund Trading & Investing Progress,

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When Do 401k Plan Sponsors Usually Adopt an Investment Policy Statement?

    When Do 401k Plan Sponsors Usually Adopt an Investment Policy Statement?

The Investment Policy Statement is a legal plan document. It needs to be treated accordingly. This means to deliberate it with diligence before adopting it. Even when it is adopted, it must be regularly inspected and revised as needed.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/31/20

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/31/20

Feeling SECURE, fiduciary talk, and thar’s trouble in them thar markets.

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Who Is Generally Responsible For Designing, Detailing, And Approving The 401k IPS?

    Who Is Generally Responsible For Designing, Detailing, And Approving The 401k IPS?

There are many different types of plans, particularly when plan sponsors pick a 3(21) or 3(38) adviser. Which service provider arrangement a plan sponsor chooses impacts how the IPS will be constructed – and how the relevant parties contribute to that draft.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/24/20

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 1/24/20

Do retirement plans work or don’t they, the real problem with conflicts-of-interest, and a changing investment paradigm.

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Exclusive Interview: Ary Rosenbaum Says, Despite SECURE ACT, Some 401k MEPs Challenges Remain

    Exclusive Interview: Ary Rosenbaum Says, Despite SECURE ACT, Some 401k MEPs Challenges Remain

“As far as adopting employers, I would recommend an ERISA attorney because an MEP isn’t the right fit and fiduciary solution for every plan sponsor.”

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