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Posts From Christopher Carosa, CTFA

Plan Sponsor Worries About 401k To IRA Direct Transfers

    Plan Sponsor Worries About 401k To IRA Direct Transfers

The process of transferring assets is not without its own liabilities. The exact nature of the fiduciary risk depends on the nature of the transfer.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Weeks Ending 1/12/24

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Weeks Ending 1/12/24

New year keeps ringing, a brewing battle in fiduciary land and, not this article again.

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Will 401k Auto-Portability Became A Cure-All Or A Fiduciary Headache?

    Will 401k Auto-Portability Became A Cure-All Or A Fiduciary Headache?

Some believe it’s destined to become a cure-all for much of what ails retirement savings today. Others, well, they’re not so sure.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Weeks Ending 1/5/24

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Weeks Ending 1/5/24

Update your compliance forms, fiduciary bickering, and yin/yang investing.

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The Top Ten ‘Must Read’ FiduciaryNews.com Articles For The Five Years Ending 12/31/23!

    The Top Ten ‘Must Read’ FiduciaryNews.com Articles For The Five Years Ending 12/31/23!

These are the stories that tell us what is most on the forefront of the minds of those most involved in the retirement plan industry. It tells us both what questions they’re asking and, perhaps, why they’re asking them. The articles that make this list don’t represent fads, but the never-ending hard reality in the everyday world of 401k plan sponsors and fiduciaries.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Weeks Ending 12/22-29/23

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Weeks Ending 12/22-29/23

A new year, a new rule, and an old fad.

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Top 5 FiduciaryNews.com Stories In 2023 For The 401k Plan Sponsor And Fiduciary

    Top 5 FiduciaryNews.com Stories In 2023 For The 401k Plan Sponsor And Fiduciary

What Do You Think Was The Top Fiduciary Story In 2023?

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/15/23

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/15/23

The growing norm, the battle begins, and once more into the breach.

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Will These Be The Biggest 401k Fiduciary Stories In 2024?

    Will These Be The Biggest 401k Fiduciary Stories In 2024?

If you have any experience in the retirement plan business, some predictions just write themselves. As in “an incredible feeling of déjà vu.”

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/8/23

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/8/23

What works, they’re back, and Sci-Finance.

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