Fiduciary News

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Interviews

Exclusive Interview: Frontline Producer Explains Controversial 401k Documentary – The Ugly

In choosing ratings points over debate points, Smith sacrificed the logic of the straight-forward for the pyrotechnics of a religious argument, and, in doing so, lost credibility with that portion of his audience that knew better.

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Exclusive Interview: Frontline Producer Explains Controversial 401k Documentary – The Bad

In that drive for ratings points, producers often – willingly or unwillingly – must make a pact with the devil.

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Exclusive Interview: Frontline Producer Explains Controversial 401k Documentary – The Good

If they only stayed on the straight and narrow path, they would have proved their point.

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Exclusive Interview with fi360’s Duane Thompson: Dual Registration’s Impact on the Fiduciary Standard

In many ways, the fallout of the Merrill Rule made this debate what it is today.

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Exclusive Interview with Ary Rosenbaum: The 3 Biggest Compliance Obstacles for 401k Plan Sponsors

Here’s a quick overview of the most important facts surrounding key regulatory laws and rules, with some practical legal advice thrown in.

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Exclusive Interview with Ron Rhoades: Revenue Sharing – Two Hats are Worse than One

The adage you can’t serve two masters is as old as the Bible. So why are 401k plan sponsors making this mistake and why is the DOL allowing them to do so?

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Exclusive Interview: Boston ERISA Legal Author Stephen Rosenberg Explains DOL’s New Fiduciary Definition

Did the DOL just upstage the SEC? Or merely raise the liability for the 401k fiduciary?

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Exclusive Interview: Mike Alfred Provides Insight into BrightScope’s 2nd Annual List of the Top 30 401k Plans

Should mutual funds give fee breaks to large plans only? See what BrightScope’s Mike Alfred says.

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Exclusive Interview with Stanford Professor Charles Lee: Why Fees May be Less Important to 401k Plan Sponsors

Professor Lee’s research exposes two myths that make it critical for 401k plan sponsors to fully vet all the relevant research as part of their standard due diligence process.

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Exclusive Interview with Yale’s Daylian Cain: Just a Sugar Pill? Disclosure’s “Ah-Ha!” Moment

Right now, disclosure is often a boiler-plate after thought, printed in fine-print legalese, not the sort of alarm-bell regulators assume it to be. If a fiduciary knowingly relies on this false siren, what are the risks?

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