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Tag "DOL"

Wall Street’s Whipping Boy and a World Without a Fiduciary Standard

Ron Rhoades explains how and why we lost the fiduciary standard and why that might be a good thing for bona fide fiduciaries.

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Compliance Headaches Coming for 401k Plan Sponsors Due to New Fiduciary Regs in 2014?

What might surprise you the most is how easily the industry will adapt to the new fiduciary guidelines.

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/3/14

Looking ahead at the DOL and Did FINRA just Fold?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/27/13

Puerto Rico shows America the way, the DOL brings out the big gun and the Fee Disclosure Fiasco.

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Exclusive Interview: Omnipresent Marcia Wagner on All Things ERISA

“I see the greatest exposure in not being clear as to what the fees are and what they are for.”

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 12/06/13

End of public pensions? The One Fiduciary RIng? and What’s hiding under your dragon?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/22/13

Fiduciary Fram, a Turkey Call and “Empty Carbs or Vital Protein”?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/8/13

Pension confusion, more fiduciary questions and fee-caps for 401k?

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FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 11/1/13

DOL announces targets, a double fiduciary faux-pas? and the land of misfit investments.

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401k Fiduciary Liability in a Multi-Vendor Environment

The best interests of the 401k participants will always trump convenience and cost.

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