“There’s a relatively simple solution to this. Eliminate the broker-dealer exemptions and the ERISA exceptions.”
Tag "DOL"
Regulators warn, fiduciary fades and making the same old investment mistakes.
Ron Rhoades explains how and why we lost the fiduciary standard and why that might be a good thing for bona fide fiduciaries.
What might surprise you the most is how easily the industry will adapt to the new fiduciary guidelines.
Puerto Rico shows America the way, the DOL brings out the big gun and the Fee Disclosure Fiasco.
“I see the greatest exposure in not being clear as to what the fees are and what they are for.”
FiduciaryNews Trending Topics for ERISA Plan Sponsors: Week Ending 1/24/14
DOL aims its sites, is the brokerage model going extinct? and the problems with bonds