The DOL’s new Rule both discourages and permits continued conflicts-of-interest.
Tag "ERISA"
Absent any objective definition of ‘excessive’ and ‘reasonable,’ does the Conflict-of-Interest Rule have any real meaning, or is it merely another potentially lucrative cash-flow stream for class action attorneys courtesy of your friendly neighborhood government regulator?
Solving a political meme does not solve the problem.
Faux Regulation, Fiduciary Liability Redux, and Interest Rate Follies.










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Compliance how-to, fiduciary confusion, and more investing common sense.