“There is no practical difference between ‘adviser’ and ‘advisor’ in the eyes of the customer. Both suggest a level of relationship well beyond the standard of a brokerage relationship.”
Tag "Fiduciary Rule"
Changes, SEC as cavalry, and the revenge of the Alts.
Government gangsters, boxers, and fee mongers.
Be careful what you wish for because sometimes the cure can be worse than the disease.
Horse trading, sales/advice, and market tops.










FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 2/16/18
States muscle in on Fiduciary Rule, SEC (finally) goes after 12b-1 fees, and lessons from the correction.