FiduciaryNews

Tag "investment adviser"

Who Is Generally Responsible For Designing, Detailing, And Approving The 401k IPS?

    Who Is Generally Responsible For Designing, Detailing, And Approving The 401k IPS?

There are many different types of plans, particularly when plan sponsors pick a 3(21) or 3(38) adviser. Which service provider arrangement a plan sponsor chooses impacts how the IPS will be constructed – and how the relevant parties contribute to that draft.

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Will the DOL’s New Fiduciary Rule Redefine the Role and Boundaries of Plan Recordkeepers?

    Will the DOL’s New Fiduciary Rule Redefine the Role and Boundaries of Plan Recordkeepers?

Ultimately, it will be the tort bar that offers the enforcement and the subsequent consequence for poor decision making on the part of plan sponsors and service providers. Rest assured all sides will be discover the regulatory fence in their once open fields.

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DOL Releases New Investment Advice Rule: More (or Less?) Trouble for the 401k Fiduciary

The question now on the mind of every 401k fiduciary: Will the DOL’s new rule increase my personal fiduciary liability?

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