“Industry participants also argue that the rule transforms one-off transactions into fiduciary relationships in violation of the common law, but the common law of the states is divided on this, and there is a need for a federal standard regulating investment advice fiduciaries.”
Tag "Jerry Schlichter"
For all the good intentions, however, what will happen when the rubber finally meets the road? Will the new DOL Fiduciary Rule really level the playing field?
Here’s where the greatest controversy of the new Rule, as with its predecessors, comes to a head.
Dependency downers, keeping it simple, and here we go again…
The church rises as the state falls, fiduciary fireworks, and the coming investment civil war.
Simpler is better, the Fiduciary Paradox, and volatility isn’t risk.
Misplaced credit, Fiduciary Rule submitted, and more fee suits.
Just because something is measurable doesn’t mean it’s relevant.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 3/29/19
Compliance mixed bag, SEC BI DOA? and “Investments: The Sequel”