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Tag "Knut Rostad"

Exclusive Interview: Skip Schweiss Says Public Today “Much More Aware” of Need to Work With Fiduciary

    Exclusive Interview: Skip Schweiss Says Public Today “Much More Aware” of Need to Work With Fiduciary

“Surveys show about half of investors don’t know how much they’re paying for advice, and about one in six think they pay nothing.”

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Exclusive Interview: Harold Evensky says DOL Fiduciary Opened “Good” Pandora’s Box

    Exclusive Interview: Harold Evensky says DOL Fiduciary Opened “Good” Pandora’s Box

“…the best efforts of those focused on product, not investors, are ultimately doomed to failure.”

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What Will the Fiduciary Standard Look Like in Five Years?

    What Will the Fiduciary Standard Look Like in Five Years?

Still, if one has confidence the marketplace will drive the industry towards focusing on the best interests of clients, then a de facto fiduciary standard can emerge organically, without overt reliance on regulators.

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Fiduciary Standard Quandary: First Avoid “Harm”onization

    Fiduciary Standard Quandary: First Avoid “Harm”onization

Be careful what you wish for because sometimes the cure can be worse than the disease.

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Fiduciary Rule SNAFU: What Happened, What Happens Next, and Does It Really Matter?

    Fiduciary Rule SNAFU: What Happened, What Happens Next, and Does It Really Matter?

In the final analysis, we may get the best of both worlds, a reduced regulatory compliance burden with a market that imposes the fiduciary standard.

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FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/16/16

    FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 12/16/16

Year end prep, Robo-Fiduciary? and opportunities/risks.

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When it Comes to Fiduciary Liability, 401k Plan Sponsors Must Determine if Bigger is Better
 or Worse

    When it Comes to Fiduciary Liability, 401k Plan Sponsors Must Determine if Bigger is Better
 or Worse

When the time comes for class action attorneys to scan the field for prospective litigation opportunities, they start from the biggest classes and work their way down.

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Bogle: “New Fiduciary Rule is Just the Beginning”

    Bogle: “New Fiduciary Rule is Just the Beginning”

We hold these fiduciaries to be self-evident… This is not the beginning of the end, it is the end of the beginning…

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Exclusive Interview with Knut Rostad: DOL’s Fiduciary Rule Grandfather Clause Does Not Protect Investors

    Exclusive Interview with Knut Rostad: DOL’s Fiduciary Rule Grandfather Clause Does Not Protect Investors

He says it doesn’t pass the basic smell test, and that’s just warming up…

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Exclusive Interview: Brian Hamburger Says Private Industry Converging on Fiduciary Solution Ahead of Regulators

Why the investment adviser industry wants to mimic American, but not British, doctors.

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