“There is no practical difference between ‘adviser’ and ‘advisor’ in the eyes of the customer. Both suggest a level of relationship well beyond the standard of a brokerage relationship.”
Tag "SEC"
Tax cuts and retirement, crossing the fiduciary streams, and the rise of the anti-indexers.
Foreign Collusion, SEC Skeptics, and Investment Fads.
Changes, SEC as cavalry, and the revenge of the Alts.
Practical discussions, wither “Fiduciary”? and understanding fees.
Be careful what you wish for because sometimes the cure can be worse than the disease.
Horse trading, sales/advice, and market tops.
401k Caps Survive, Fiduciary Time-Out, and the Stocks Shall Rise Again!
Cap Cutting, Back Burners, and Eternal Truths
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Government AWOL, Fiduciary Name Game continues, and should fees be determined by the marketplace or the courts?