Cap Cutting, Back Burners, and Eternal Truths
Tag "SEC"
For that to work, however, it’s not enough to change the titles brokers use – to make them call their sales representatives “salespeople” and call their services “sales recommendations” – you’d also have to completely change the way they market themselves so that their marketing messages are consistent with their regulatory status.
The wrong way to save retirement, the truth about “clean” shares, and Investing: It’s all your fault!
It will be important for 401k plan sponsors to get down and dirty when it comes to understanding the fiduciary liability implications of “clean” shares and their equivalent. Furthermore, since the most successful class action suits have involved different share classes of the same fund, you can be sure the introduction of “clean” shares will catch the eyes of your not-so-friendly neighborhood class action attorney.
Compliance test, plan sponsor fiduciary awareness, and the similarity between Paul McCartney’s grandfather and the future of mutual funds.
State pension implosion, a regulation without teeth, and the fee-value correlation.
401k rising, the Fiduciary Rule’s long goodbye, and a fee trend worth continuing.
The church rises as the state falls, fiduciary fireworks, and the coming investment civil war.
HSA in fiduciary cross-hairs, fiduciary first thoughts, and a new investment hope.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 11/3/17
401k Caps Survive, Fiduciary Time-Out, and the Stocks Shall Rise Again!