Christopher Carosa, CTFA
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 7/3/20
More compliance that matters, a new Fiduciary Rule, and investments that don’t matter
ESG, the DOL, and the Fiduciary Imperative
The most pertinent issue may not be the fiduciary imperative, but the marketing imperative. This makes things extremely difficult for the 401k plan sponsor who may sometimes confuse which has priority. Here’s an example of why a plan sponsor might be concerned.
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/26/20
Common sense at the DOL? Throwing in the Fiduciary Towel? & Ain’t It Nice To Be Talking Investing Again?
401k Plan Sponsors Look Before You Leap – Do MEPs Really Reduce Fees?
Do you know the answers to the most important MEP/PEP questions – or do you only think you know the answers to the most important MEP/PEP questions?
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/19/20
Rockin’ regulators, fightin’ fiduciaries, and investment nobody is asking for.
Exclusive Interview: Phyllis Borzi on the SECURE Act, Target Date Funds, and “Discredited Disclosure”
“That is one of the key weaknesses of the SEC’s Reg BI. It allows brokers to claim they are working in an investor’s best interest without being held to a legal duty of loyalty”
FiduciaryNews.com Trending Topics for ERISA Plan Sponsors: Week Ending 6/12/20
IRS on the move! Recordkeeping fees under attack! And investing is back?
How Can 401k Plan Sponsors Make Employees Aware of Age-Based Social Security Risk
If plan sponsors want to alleviate retirement angst among plan participants, they need to ensure they provide full transparency regarding factors that extend beyond the plan. Plan sponsors have an obligation to explain their retirement benefits within the context of these outside factors.
Community Links
Tags
Disclaimer
The materials at this web site are maintained for the sole purpose of providing general information about fiduciary law, tax accounting and investments and do not under any circumstances constitute legal, accounting or investment advice. You should not act or refrain from acting based on these materials without first obtaining the advice of an appropriate professional. Please carefully read the terms and conditions for using this site. This website contains links to third-party websites. We are not responsible for, and make no representations or endorsements with respect to, third-party websites, or with respect to any information, products or services that may be provided by or through such websites.