The DOL’s new 401k Fee Disclosure Rule, while its effectiveness might be suspect, has empowered plan sponsors.
Conflicts of Interest
Star Trek’s Fiduciary Rule: The needs of the many (or the client) outweigh the needs of the one (or the fiduciary).
Let’s recognize the researchers, scholars, policymakers, regulators and tireless advocates who work to advance fiduciary principles.
The SEC is asking “how do we constrain fiduciary” instead of the other way around.
An old case suddenly takes on more relevance as the DOL may have Plan Sponsors in their cross-hairs.
If all these researchers consistently show investors make less money going through brokers, why are brokers still in business?
A talking baby is cute, but is this a case of the pot calling the kettle black?
A warning is not the same as protection.
When it comes to fees, abide these 3 rules of thumb.
